Data / Form D filings / Feb 9
Form D filings, February 9, 2023: 100 companies raised $352.2 million
100 operating companies filed a Form D on February 9, 2023, reporting $352.2 million sold. Largest: Aspire Financial Technologies Holding, Inc. ($60 million), ClearMotion, Inc. ($38.5 million), PORTSIDE, INC. ($38.2 million). The median filing is $227,700, and 114 pooled investment funds also filed that day.
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- 100Form D filings
- $352.2 millionreported sold
- $227,700median amount sold
- TXmost filings (34)
Most filings by state: TX 34, CA 14, NY 7, NC 4, DE 4. By industry: REITS and Finance 32, Other Technology 17, Other 15, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Aspire Financial Technologies Holding, Inc. | Other Technology | Singapore | $59,999,979 | $59,999,979 | 9 | Feb 9 | sec.gov | |
| ClearMotion, Inc. | Other Technology | Billerica | MA | $38,499,280 | $38,499,280 | 16 | Feb 9 | sec.gov |
| PORTSIDE, INC. | Other | Cary | NC | $38,205,570 | $38,205,570 | 19 | Feb 9 | sec.gov |
| Citrus Partners Holdings, L.P. | Other | New York | NY | $27,125,031 | Indefinite | 38 | Feb 9 | sec.gov |
| AFC Acquisitions, Inc. (amended) | Other | Foster City | CA | $26,877,925 | $26,877,925 | 25 | Feb 9 | sec.gov |
| 226 Publishing LLC | Other | Green Forest | AR | $15,750,000 | $15,750,000 | 14 | Feb 9 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $14,400,000 | Indefinite | 144 | Feb 9 | sec.gov |
| FC-Experlogix 3, LLC | Other Technology | Birmingham | AL | $10,467,000 | $10,467,000 | 29 | Feb 9 | sec.gov |
| BoxPower Inc. | Other | Grass Valley | CA | $9,207,500 | $12,207,500 | 17 | Feb 9 | sec.gov |
| VCP Tyler, LLC (amended) | Commercial | Dallas | TX | $7,900,000 | $8,400,000 | 76 | Feb 9 | sec.gov |
| Discovery Energy Corp. (amended) | Oil and Gas | Houston | TX | $7,175,000 | $17,383,434 | 3 | Feb 9 | sec.gov |
| Membrion, Inc. | Other Technology | Seattle | WA | $7,026,681 | $10,500,000 | 16 | Feb 9 | sec.gov |
| RB Highwater Holdings, LLC (amended) | Other Real Estate | Columbus | OH | $5,270,000 | $15,000,000 | 2 | Feb 9 | sec.gov |
| Assured Data Protection Ltd | Other Technology | Leeds | $5,000,000 | $5,000,000 | 3 | Feb 9 | sec.gov | |
| Numerai, Inc. | Other Technology | San Francisco | CA | $5,000,000 | $5,000,000 | 14 | Feb 9 | sec.gov |
| Numerai GP LLC | Other Technology | San Francisco | CA | $5,000,000 | $5,000,000 | 14 | Feb 9 | sec.gov |
| BLUWHALE AI, INC. (amended) | Other Technology | Santa Clara | CA | $4,859,015 | Indefinite | 24 | Feb 9 | sec.gov |
| Urban Opportunity Fund III, LLC | Commercial | Portland | OR | $4,550,000 | $50,000,000 | 4 | Feb 9 | sec.gov |
| RB Highwater QO Fund, LLC (amended) | Other Real Estate | Columbus | OH | $4,270,000 | $15,000,000 | 17 | Feb 9 | sec.gov |
| Poincare Dynamic Limited Partnership | Investing | New York | NY | $4,250,000 | Indefinite | 10 | Feb 9 | sec.gov |
| LIV Henley Partners, LLC (amended) | Other Real Estate | Birmingham | AL | $4,022,620 | $4,022,620 | 13 | Feb 9 | sec.gov |
| LIV Henley Partners, LLC | Other Real Estate | Birmingham | AL | $4,022,620 | $4,022,620 | 13 | Feb 9 | sec.gov |
| ENGLOBAL CORP | Other | Houston | TX | $3,772,450 | $3,772,450 | 1 | Feb 9 | sec.gov |
| Medicine Man Technologies, Inc. | Other | Denver | CO | $3,750,000 | $3,750,000 | 3 | Feb 9 | sec.gov |
| Monarc Holdings, Inc. (amended) | Other | Rochester | NY | $3,700,000 | $9,000,000 | 12 | Feb 9 | sec.gov |
| Altitude On3 SPV-2, LLC | Other Technology | Nashville | TN | $3,500,000 | $3,500,000 | 7 | Feb 9 | sec.gov |
| MYNO CARBON CORP. (amended) | Other | Bainbridge Island | WA | $3,000,000 | $6,000,000 | 16 | Feb 9 | sec.gov |
| Lex Apartments 102b, LLC | Other | Sandy | UT | $2,942,854 | $2,942,854 | 20 | Feb 9 | sec.gov |
| Zenith Tooele, LLC | Other | Sandy | UT | $2,800,000 | $2,800,000 | 10 | Feb 9 | sec.gov |
| SC/CA Rare Hare, LLC | Other Real Estate | Chicago | IL | $2,788,500 | $3,000,000 | 0 | Feb 9 | sec.gov |
| Lex Townhomes LLC | Other | Sandy | UT | $1,230,000 | $1,230,000 | 4 | Feb 9 | sec.gov |
| Regenerate Technology Global, Inc. | Other Technology | Las Vegas | NV | $1,200,000 | $6,540,000 | 8 | Feb 9 | sec.gov |
| Zenith AL I, LLC | Other | Sandy | UT | $1,100,000 | $1,100,000 | 11 | Feb 9 | sec.gov |
| High QA, Inc. | Computers | Hazlet | NJ | $1,049,956 | $2,099,954 | 5 | Feb 9 | sec.gov |
| MintyBrain, Inc. | Other Technology | Boston | MA | $1,000,000 | Indefinite | 1 | Feb 9 | sec.gov |
| Asana Partners Fund III REIT 6, LLC | REITS and Finance | Charlotte | NC | $875,000 | $875,000 | 125 | Feb 9 | sec.gov |
| SCRANTON IRON INC. | Other Energy | Hibbing | MN | $750,000 | $3,000,000 | 1 | Feb 9 | sec.gov |
| Victory at Fullerton, LLC | Residential | Santa Monica | CA | $730,946 | $2,400,000 | 57 | Feb 9 | sec.gov |
| Champion Syracuse Properties, LLC | Residential | Santa Monica | CA | $726,023 | $1,600,000 | 58 | Feb 9 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $554,233 | $554,233 | 20 | Feb 9 | sec.gov | |
| Southern Sun RV MHC, LLC | Commercial | Tampa | FL | $550,000 | $1,174,000 | 6 | Feb 9 | sec.gov |
| Augment Health, Inc. (amended) | Other Health Care | Franklin | TN | $550,000 | $1,300,000 | 9 | Feb 9 | sec.gov |
| Helios Tech Group, Inc. (amended) | Other | Seal Beach | CA | $500,000 | $500,000 | 3 | Feb 9 | sec.gov |
| Champion SLU, LLC | Residential | Santa Monica | CA | $480,450 | $2,700,000 | 18 | Feb 9 | sec.gov |
| Champion MSU Properties, LLC | Residential | Santa Monica | CA | $298,772 | $1,150,000 | 30 | Feb 9 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $227,700 | $227,700 | 17 | Feb 9 | sec.gov | |
| Crossroads Fund 1, L.P. | Business Services | Dover | DE | $225,000 | Indefinite | 2 | Feb 9 | sec.gov |
| Maalexi Inc. | Other Technology | Wilmington | DE | $215,000 | Indefinite | 2 | Feb 9 | sec.gov |
| Made Trade LLC | Other Technology | Carrboro | NC | $200,000 | $1,500,000 | 1 | Feb 9 | sec.gov |
| Novascope Biochips Inc. | Other Technology | Scarsdale | NY | $150,000 | $150,000 | 1 | Feb 9 | sec.gov |
| Crossover Quality Meats Group, Inc. | Other | Austin | TX | $150,000 | $150,000 | 1 | Feb 9 | sec.gov |
| Clayton 75 LC, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Fox Valley Building 1, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Rochelle Railroad Park West 2, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Fox Valley Building 2, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Harrison Commerce Center, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Legacy Park Bldg 9, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICV Bainbridge B, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICV Bainbridge C, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICV High Point 67 II, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICV High Point 67 Lot 3, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICV Mt. Limbo, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Beltway 66, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Dean Lakes B1, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Fox Valley, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Midlothian South, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Orchard Gateway, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI Richwood, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI State Line I, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| USICVI TRIP Lot 5, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Rochelle Railroad Park West 1, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Richwood Building One, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Midlothian South Building 160, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Richwood Building Two, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Midlothian South Building 300, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Midlothian South Building 730, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| PRISA II Pooled REIT LLC | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| PRISA Pooled REIT, LLC | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| OHA SFR Member LLC | REITS and Finance | Fort Worth | TX | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| Siguler Guff Preferred REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| OWS CF B, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 9 | sec.gov |
| MOAT BIOTECHNOLOGY Corp | Biotechnology | Oklahoma City | OK | $101,640 | $20,000,000 | 2 | Feb 9 | sec.gov |
| Kinetic Imaging, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 7 | Feb 9 | sec.gov |
| Creative BioTherapeutics LLC | Biotechnology | Gurnee | IL | $80,000 | $8,000,000 | 1 | Feb 9 | sec.gov |
| Western Magnesium Corp. | Other Technology | Mclean | VA | $73,695 | $3,000,000 | 1 | Feb 9 | sec.gov |
| Brickworks REIT, LLC | REITS and Finance | Charlotte | NC | $62,500 | $62,500 | 125 | Feb 9 | sec.gov |
| Making Fun, Inc. | Computers | Oakland | CA | $50,000 | $4,500,000 | 1 | Feb 9 | sec.gov |
| Western Magnesium Corp. | Other Technology | Mclean | VA | $49,414 | $3,000,000 | 2 | Feb 9 | sec.gov |
| LMAX Exchange Group Ltd | Other Banking and Financial Services | St. Helier | $27,978 | $27,978 | 5 | Feb 9 | sec.gov | |
| NewType Group, Inc. | Other Technology | Wilmington | DE | $25,000 | $25,000 | 1 | Feb 9 | sec.gov |
| Cybele Microbiome, Inc. | Biotechnology | San Diego | CA | $877 | $877 | 19 | Feb 9 | sec.gov |
| Ursus Quattro LLC | Other Energy | High Falls | NY | $0 | Indefinite | 0 | Feb 9 | sec.gov |
| LTL Royal Palms-Baton Rouge, DST (amended) | Commercial | Mission Viejo | CA | $0 | $22,885,865 | 0 | Feb 9 | sec.gov |
| PFD MANAGEMENT FUND 1007, LLC | Other Banking and Financial Services | Modesto | CA | $0 | $10,000,000 | 0 | Feb 9 | sec.gov |
| Next Step Macon LLC | Other Real Estate | Richmond | TX | $0 | $6,500,000 | 0 | Feb 9 | sec.gov |
| 8251 Amarillo Blvd (H2), LLC | Lodging and Conventions | Amarillo | TX | $0 | $10,000,000 | 0 | Feb 9 | sec.gov |
| DREAMQUEST ENTITLEMENT FUND LLC | Commercial | Longwood | FL | $0 | $1,500,000 | 0 | Feb 9 | sec.gov |
| NG Financial Holdings 2 LLC | Other Banking and Financial Services | Austin | TX | $0 | $5,000,000 | 3 | Feb 9 | sec.gov |
| LeafHouse FinTech Fund LP | Other Banking and Financial Services | Lewes | DE | $0 | $46,000,000 | 8 | Feb 9 | sec.gov |
| NYFEN Development LLC | Residential | Short Hills | NJ | $0 | $15,000,000 | 0 | Feb 9 | sec.gov |
February 10, 2023 · February 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.