Data / Form D filings / SMARTFINANCIAL INC.
SMARTFINANCIAL INC.: Form D filings
SMARTFINANCIAL INC., a commercial banking company in Knoxville, TN, filed 3 Form D notices with the SEC between 2015 and 2025. The latest, on September 2, 2025, reports $100 million sold of a $100 million offering to 44 investors.
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Company details from the filing
- Address
- 5401 KINGSTON PIKE, SUITE 600, Knoxville, TN, 37919
- Phone
- (865) 437-5700
- Industry
- Commercial Banking
- Entity type
- Corporation
- Incorporated in
- Tennessee
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1038773
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 2, 2025 | New notice | $100,000,000 | $100,000,000 | 44 | Aug 20, 2025 | sec.gov | |
| Oct 10, 2018 | New notice | $40,000,000 | $40,000,000 | 16 | Sep 28, 2018 | sec.gov | |
| Sep 14, 2015 | New notice | $14,600,000 | $11,170,535 | $3,429,465 | 39 | Aug 28, 2015 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Keith E. Whaley | Director | |
| Victor L. Barrett | Director | |
| Ronald J. Gorczynski | Executive Officer | |
| William Y. Carroll, Sr. | Director | |
| David A. Ogle | Director | |
| Geoffrey A. Wolpert | Director | |
| Steven B. Tucker | Director | |
| Wesley M. Welborn | Director | |
| Kelli A. Shomaker | Director | |
| William Y. Carroll, Jr. | Executive Officer, Director | |
| Cathy G. Ackermann | Director |
Every Form D from the week of Sep 1, 2025 · All recent filings in Tennessee · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what SMARTFINANCIAL INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.