Data / Form D filings / One River Asset Management, LLC
One River Asset Management, LLC: Form D filings
One River Asset Management, LLC, a company in Stamford, CT, filed 2 Form D notices with the SEC between 2020 and 2026. The latest, on March 4, 2026, reports $73,125 sold of a $73,125 offering to 1 investor.
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Company details from the filing
- Address
- 2200 ATLANTIC STREET SUITE 310, Stamford, CT, 06902
- Phone
- (203) 489-1440
- Industry
- Other
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1616336
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 4, 2026 | New notice | $73,125 | $73,125 | 1 | Feb 27, 2026 | sec.gov | |
| Oct 23, 2020 | New notice | $15,000,000 | $15,000,000 | 1 | Sep 30, 2020 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Charles Eric Peters | Executive Officer | Manager and Chief Executive Officer |
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Every Form D from the week of Mar 2, 2026 · All recent filings in Connecticut · All recent Other filings
Read from SEC EDGAR. Amount sold is what One River Asset Management, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.