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Data / Form D filings / LumiThera, Inc.

LumiThera, Inc.: Form D filings

LumiThera, Inc., a technology company in Poulsbo, WA, filed 15 Form D notices with the SEC between 2014 and 2025. The latest, on February 26, 2025, reports $10 million sold of a $10 million offering to 58 investors.

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Company details from the filing

Address
19578 10TH AVE NE, SUITE 200, Poulsbo, WA, 98370
Phone
(360) 536-5119
Industry
Other Technology
Entity type
Corporation
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1615388

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Feb 26, 2025Amendment$10,000,000$10,000,00058May 8, 2024sec.gov
May 21, 2024New notice$5,000,000$2,427,638$2,572,36215May 8, 2024sec.gov
Sep 16, 2022New notice$2,000,000$819,975$1,180,0257Sep 5, 2022sec.gov
Oct 19, 2021Amendment$8,055,500$4,524,500$3,531,00056Dec 8, 2020sec.gov
Dec 21, 2020New notice$3,000,000$615,000$2,385,0009Dec 8, 2020sec.gov
Aug 12, 2019Amendment$10,000,000$1,150,000$8,850,0008Jun 28, 2019sec.gov
Jul 12, 2019New notice$10,000,000$1,000,000$9,000,0008Jun 28, 2019sec.gov
Mar 13, 2019New notice$2,000,000$100,000$1,900,0001Feb 27, 2019sec.gov
Jan 22, 2019Amendment$2,000,000$2,000,00013Dec 4, 2018sec.gov
Dec 18, 2018New notice$1,500,000$665,000$835,0005Dec 4, 2018sec.gov
Aug 10, 2018Amendment$2,000,000$1,615,000$385,00018Mar 7, 2018sec.gov
Mar 21, 2018New notice$1,500,000$775,000$725,0007Mar 7, 2018sec.gov
Oct 13, 2017Amendment$6,600,000$5,002,125$1,597,87551Nov 22, 2016sec.gov
Oct 19, 2016New notice$5,000,000$0$5,000,0000Yet to occursec.gov
Aug 19, 2014New notice$3,000,000$325,000$2,675,0007Aug 15, 2014sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Tracy PuckettExecutive Officer
Daniel BertholetDirector
Clark TedfordExecutive Officer, Director
Jackson StreeterDirector
Scott BradleyExecutive Officer
Duane MorrisonExecutive Officer
Cindy CroissantExecutive Officer
Ryan MontecuccoExecutive Officer
Yang YigangDirector
Shupeng CaoDirector

Other technology companies in Washington that filed recently

Every Form D from the week of Feb 24, 2025 · All recent filings in Washington · All recent Other Technology filings

Read from SEC EDGAR. Amount sold is what LumiThera, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.