Data / Form D filings / KingsRock Advisors, LLC
KingsRock Advisors, LLC: Form D filing
KingsRock Advisors, LLC, an investment banking company in New York, NY, filed a Form D with the SEC in 2025. The latest, on April 2, 2025, reports $1.7 million sold of a $10 million offering to 7 investors.
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Company details from the filing
- Address
- 900 THIRD AVENUE, 10TH FLOOR, New York, NY, 10022
- Phone
- (917) 992-4544
- Industry
- Investment Banking
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2020
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 2063542
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 2, 2025 | New notice | $10,000,000 | $1,650,000 | $8,350,000 | 7 | Mar 28, 2025 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Louis Jaffe | Executive Officer, Director, Promoter | |
| Paul Young | Executive Officer, Director, Promoter | |
| N. Hakan Wohlin | Executive Officer, Director, Promoter |
Other investment banking companies in New York that filed recently
- GS Finance Corp. $220,805 · Oct 27, 2026
Every Form D from the week of Mar 31, 2025 · All recent filings in New York · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what KingsRock Advisors, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.