Data / Form D filings / DPL Financial Partners, LLC
DPL Financial Partners, LLC: Form D filings
DPL Financial Partners, LLC, an insurance company in Louisville, KY, filed 4 Form D notices with the SEC between 2020 and 2024. The latest, on November 27, 2024, reports $23 million sold of a $23 million offering to 3 investors.
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Company details from the filing
- Address
- 1906 STANLEY GAULT PARKWAY, Louisville, KY, 40223
- Phone
- (502) 322-4922
- Industry
- Insurance
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1827723
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | New notice | $22,999,068 | $22,999,068 | 3 | Nov 12, 2024 | sec.gov | |
| Sep 6, 2022 | New notice | $20,000,000 | $20,000,000 | 2 | Aug 22, 2022 | sec.gov | |
| Jan 13, 2021 | New notice | $11,000,000 | $11,000,000 | 1 | Dec 31, 2020 | sec.gov | |
| Oct 8, 2020 | New notice | $15,000,000 | $15,000,000 | 1 | Sep 23, 2020 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John Barkeley | Executive Officer | |
| David Smilow | Director | |
| David Lau | Executive Officer, Director | |
| Kunal Arora | Director | |
| Brian Saunders | Director | |
| Galen Shaffer | Director | |
| Chip Roame | Director |
Other insurance companies in Kentucky that filed recently
- Title Center of Greater Kentucky LLC $7,662 · Aug 26, 2026
Every Form D from the week of Nov 25, 2024 · All recent filings in Kentucky · All recent Insurance filings
Read from SEC EDGAR. Amount sold is what DPL Financial Partners, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.