Data / Form D filings / Daiwa Securities Group Inc.
Daiwa Securities Group Inc.: Form D filings
Daiwa Securities Group Inc., an investment banking company in Tokyo, Japan, filed 9 Form D notices with the SEC between 2018 and 2026. The latest, on July 9, 2026, reports $599,840 sold of an offering with no set size to 3 investors.
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Company details from the filing
- Address
- GRANTOKYO NORTH TOWER, 9-1 MARUNOUCHI 1-CHOME, CHIYODA-KU, Tokyo, Japan, 100-6
- Phone
- 81-3-5555-1111
- Industry
- Investment Banking
- Entity type
- Corporation
- Incorporated in
- Japan
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1481045
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Amendment | Indefinite | $599,840 | 3 | Jul 24, 2018 | sec.gov | |
| Jun 27, 2025 | Amendment | Indefinite | $502,637 | 3 | Jul 24, 2018 | sec.gov | |
| Jun 28, 2024 | Amendment | Indefinite | $464,607 | 3 | Jul 24, 2018 | sec.gov | |
| Jul 6, 2023 | Amendment | Indefinite | $421,839 | 3 | Jul 24, 2018 | sec.gov | |
| Jul 7, 2022 | Amendment | Indefinite | $317,305 | 3 | Jul 24, 2018 | sec.gov | |
| Jul 8, 2021 | Amendment | Indefinite | $262,722 | 2 | Jul 24, 2018 | sec.gov | |
| Jul 9, 2020 | Amendment | Indefinite | $54,764 | 1 | Jul 26, 2019 | sec.gov | |
| Jul 17, 2019 | Amendment | Indefinite | $75,377 | 1 | Jul 24, 2018 | sec.gov | |
| Jul 17, 2018 | New notice | Indefinite | $0 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Okado Takeshi | Director |
Every Form D from the week of Jul 6, 2026 · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what Daiwa Securities Group Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.