Data / Form D filings / AX Essential Retail Portfolio, DST
AX Essential Retail Portfolio, DST: Form D filings
AX Essential Retail Portfolio, DST, a real estate company in New York, NY, filed 12 Form D notices with the SEC between 2025 and 2026. The latest, on September 28, 2026, reports $91.5 million sold of a $91.5 million offering to 118 investors.
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Company details from the filing
- Address
- 9 WEST 57TH STREET 42ND FLOOR, New York, NY, 10019
- Phone
- (212) 515-3200
- Industry
- Other Real Estate
- Entity type
- Other
- Incorporated in
- Delaware
- Year incorporated
- 2025
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b), Investment Company Act section 3(c), 3C.5
- SEC identifier (CIK)
- 2100640
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 28, 2026 | Amendment | $91,520,000 | $91,520,000 | 118 | Nov 25, 2025 | sec.gov | |
| Aug 14, 2026 | Amendment | $91,520,000 | $89,380,983 | $2,139,017 | 113 | Nov 25, 2025 | sec.gov |
| Jul 9, 2026 | Amendment | $91,520,000 | $77,577,897 | $13,942,103 | 103 | Nov 25, 2025 | sec.gov |
| Jun 11, 2026 | Amendment | $91,520,000 | $69,315,095 | $22,204,905 | 89 | Nov 25, 2025 | sec.gov |
| May 21, 2026 | Amendment | $91,520,000 | $67,269,864 | $24,250,136 | 82 | Nov 25, 2025 | sec.gov |
| Apr 30, 2026 | Amendment | $91,520,000 | $57,439,268 | $34,080,732 | 68 | Nov 25, 2025 | sec.gov |
| Apr 13, 2026 | Amendment | $91,520,000 | $48,460,229 | $43,059,771 | 52 | Nov 25, 2025 | sec.gov |
| Mar 25, 2026 | Amendment | $91,520,000 | $44,776,430 | $46,743,570 | 42 | Nov 25, 2025 | sec.gov |
| Mar 4, 2026 | Amendment | $91,520,000 | $39,352,589 | $52,167,411 | 31 | Nov 25, 2025 | sec.gov |
| Feb 17, 2026 | Amendment | $91,520,000 | $27,921,232 | $63,598,768 | 26 | Nov 25, 2025 | sec.gov |
| Jan 21, 2026 | Amendment | $91,520,000 | $20,293,892 | $71,226,108 | 17 | Nov 25, 2025 | sec.gov |
| Dec 11, 2025 | New notice | $91,520,000 | $6,731,493 | $84,788,507 | 2 | Nov 25, 2025 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| N/A Apollo RE Exchange, LLC | Executive Officer | Sponsor of the Issuer |
| N/A AX Essential Retail Portfolio Manager, LLC | Executive Officer | Manager and Signatory Trustee of the Issuer |
| N/A AX III Depositor, LLC | Executive Officer | Depositor of the Issuer |
| Nari Na | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Scott Kleinman | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| John Zito | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Matthew Breitfelder | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Brian Carney | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Whitney Chatterjee | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Heather Glatter | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Benjamin Israel | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Martin B. Kelly | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| William B. Kuesel | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Mandee Lee | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Yael Levy | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Jessica L. Lomm | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Catherine Mullarney | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Katherine G. Newman | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Stuart A. Rothstein | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Stefanie Sundel | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Shari Vershell | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| Johannes Worsoe | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
| James Zelter | Executive Officer | Executive Officer of the Manager and Signatory Trustee of the Issuer |
Other real estate companies in New York that filed recently
- AX Diversified Retail Portfolio, DST $43.2 million · Nov 2, 2026
- CROWDFUNZ 627 LLC offering · Oct 30, 2026
- FREX Series II DST $951,840 · Oct 28, 2026
- BREX Net Lease Data Center I DST $17.3 million · Oct 28, 2026
- iCross MF LLC $2.9 million · Oct 27, 2026
- Outpost Partnership, LP offering · Oct 26, 2026
Every Form D from the week of Sep 28, 2026 · All recent filings in New York · All recent Other Real Estate filings
Read from SEC EDGAR. Amount sold is what AX Essential Retail Portfolio, DST reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.