Data / Federal rules / 2026-10132
Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
The Securities and Exchange Commission published this final rule in the Federal Register on May 21, 2026. It took effect on May 21, 2026.
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What the agency says
The Securities and Exchange Commission ("Commission") is rescinding a rule of informal procedure that concerns settlements in judicial or administrative proceedings.
Key facts
- Document number
- 2026-10132
- Type
- Final rule
- Action
- Final rule
- Agency
- Securities and Exchange Commission
- Published
- May 21, 2026
- Takes effect
- May 21, 2026
- Dates
- Effective May 21, 2026.
- Docket
- Release Nos. 33-11417; 34-105504; IC-6965; IA-36158
- Regulation ID (RIN)
- 3235-AN77
- Code of Federal Regulations
- 17 CFR 202
- Topics
- Administrative practice and procedure
- Pages
- 5
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| Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies 2026-20360 | Proposed rule | Oct 5 |
| Commission Quorum Requirement 2026-20262 | Final rule | Oct 2 |
Everything from the Securities and Exchange Commission · Rules on administrative practice and procedure · Published in May 2026
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.