Data / Federal rules / 2025-11332
Policy Statement Concerning Agency Referrals for Potential Criminal Enforcement
The Securities and Exchange Commission published this final rule in the Federal Register on June 20, 2025. It took effect on June 20, 2025.
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What the agency says
Pursuant to Executive Order 14294, the Securities and Exchange Commission ("Commission") is publishing this framework for staff consideration of whether to refer potential violations, including of criminal regulatory offenses, to the Department of Justice.
Key facts
- Document number
- 2025-11332
- Type
- Final rule
- Action
- Final rule; policy statement
- Agency
- Securities and Exchange Commission
- Published
- June 20, 2025
- Takes effect
- June 20, 2025
- Dates
- This final rule and policy statement is effective June 20, 2025.
- Docket
- Release 34-103277
- Code of Federal Regulations
- 17 CFR 202
- Topics
- Administrative practice and procedure
- Pages
- 2
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Everything from the Securities and Exchange Commission · Rules on administrative practice and procedure · Published in June 2025
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