Data / Federal rules / 2024-02837
Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers
The Securities and Exchange Commission published this final rule in the Federal Register on February 29, 2024. It took effect on April 29, 2024.
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What the agency says
The Securities and Exchange Commission ("SEC" or "Commission") is adopting new rules to further define the phrase "as a part of a regular business" as used in the statutory definitions of "dealer" and "government securities dealer" under sections 3(a)(5) and 3(a)(44), respectively, of the Securities Exchange Act of 1934 ("Exchange Act").
Key facts
- Document number
- 2024-02837
- Type
- Final rule
- Action
- Final rule
- Agency
- Securities and Exchange Commission
- Published
- February 29, 2024
- Takes effect
- April 29, 2024
- Dates
- Effective date: April 29, 2024.
- Docket
- Release No. 34-99477; File No. S7-12-22
- Regulation ID (RIN)
- 3235-AN10
- Code of Federal Regulations
- 17 CFR 240
- Pages
- 73
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Everything from the Securities and Exchange Commission · Published in February 2024
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.