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Data / Federal rules / 2025-12016

Extension of Compliance Date for Required Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule

The Securities and Exchange Commission published this final rule in the Federal Register on July 1, 2025.

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What the agency says

The Securities and Exchange Commission ("Commission") is extending the compliance date for the recently adopted amendments that require certain broker-dealers to perform daily reserve computations and make required deposits into their reserve bank accounts daily rather than weekly by six months from December 31, 2025, to June 30, 2026.

Key facts

Document number
2025-12016
Type
Final rule
Action
Final rule; extension of compliance date
Agency
Securities and Exchange Commission
Published
July 1, 2025
Dates
As of July 1, 2025, the compliance date for Rule 15c3- 3(e)(3)(i)(B)(1), published January 13, 2025, at 90 FR 2837, is extended from December 31, 2025, to June 30, 2026.
Docket
Release No. 34-103320; File No. S7-11-23
Regulation ID (RIN)
3235-AN28
Code of Federal Regulations
17 CFR 240
Pages
3

The document on federalregister.gov PDF

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Everything from the Securities and Exchange Commission · Published in July 2025

Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.