Who raised $5M+ in a Form D: 68 SEC filings, October 2–8, 2026
· 4 min read
Sixty-eight US companies filed a Form D between October 2 and 8, 2026 reporting $5 million or more sold. Together they report $2.61 billion. Five of them, each over $100 million, account for $1.34 billion of it: 51% of the dollars from 7% of the filings. The typical filing is small: the median is $15 million, and 45 of the 68 are under $25 million.
Texas filed the most, 12 filings for $672 million. One of those is McDermott International at $500 million. Take it out and Texas still leads on count, with 11 filings and $172 million, ahead of California's 8 filings and $132 million. By dollars the next states are New Jersey at $352 million (a single filing), Utah at $338 million and Illinois at $206 million.
A third of the money is real estate. Seventeen filings, $850 million, are labeled real estate or residential. Fourteen are labeled "Other Technology," for $243 million, and twelve biotech, pharma and health care filers add up to $496 million.
None of this needed a funding database. It's a public filing, and here is the whole list of 68, one sentence, no account needed. Every row links to its filing on sec.gov.
Where the numbers come from
A Form D is the notice a company files with the SEC when it sells securities under a Regulation D exemption, which is how most private rounds, real estate syndications and private funds are raised. It's due within 15 days of the first sale, it's public on EDGAR, and it carries the company's name and address, its industry group, the date of first sale, the total offering amount and the amount sold so far.
That's the reason it shows up early. A press release is a choice; many rounds never get one, and the ones that do often come out after the money has moved. The Form D is the filing a company has to make.
The list is every Form D filed from October 2 to 8 with $5 million or more reported as sold, read from the filings themselves on a run on October 12. The dates are filing dates: the 5 business days in that window had 17, 11, 18, 14 and 8 filings, in order from Friday the 2nd to Thursday the 8th.
Three limits, so nobody quotes this wrong. "Amount sold" is what the filer reports at the time of filing, and on an offering that's still open it can be a running total. The industry is the one the filer picks from the SEC's list, so McDermott International files under Construction. And the field can't tell a pooled fund from an operating company; plenty of names on the list (a DST, a Holdco) are vehicles, not startups. If you're building a list of companies to sell to, you'll want to read the names.
The ten largest
| Company | State | Industry | Sold | Filed |
|---|---|---|---|---|
| McDermott International, Ltd | Texas | Construction | $500.0M | Oct 5 |
| Lisata Therapeutics, Inc. | New Jersey | Biotechnology | $351.9M | Oct 2 |
| JLLX Diversified 11, DST | Illinois | Other Real Estate | $186.9M | Oct 2 |
| Cottonwood Communities, Inc. | Utah | Residential | $166.9M | Oct 2 |
| RRE25 Cornerstone Tributer LLC | Utah | Other Real Estate | $131.1M | Oct 5 |
| WhiteHawk Minerals Corp. | Pennsylvania | Oil and Gas | $75.0M | Oct 5 |
| Frontier Z 1 LLC | Delaware | Other | $70.0M | Oct 2 |
| Central & McDowell Development, LLC | Arizona | Residential | $67.6M | Oct 6 |
| Unison Risk Advisors Inc. | Ohio | Insurance | $56.2M | Oct 7 |
| PDW Holdings, Inc. | Alabama | Other Technology | $52.2M | Oct 6 |
Make it yours
The list came from a sentence:
Every US company that filed a Form D from October 2 to 8, 2026 reporting $5 million or more sold, with its address, industry and the amount
You change the sentence, not a filter. Three edits that people ask for:
- A state: "...with a business address in Texas." Twelve of these 68 qualify.
- A threshold: "...reporting $25 million or more sold." Twenty-three rows: 18 filings between $25 million and $100 million, plus the five above it.
- An industry: "...in biotechnology, pharma or health care." Twelve rows, $496 million, and a short list for anyone who sells to funded medical companies.
Get it every week
Save the request and it reruns on the schedule you pick, hourly to yearly. A weekly run on this one would bring in the companies that filed since the last one, with the same columns and the filing behind each row. They land where you work: a Google Sheet, HubSpot, Salesforce, Slack, your inbox or a webhook. Set a spending limit per run and per period and it never goes past it. Rows you already hold aren't bought again, and rechecking them costs half.
What it costs
You pay for the matches. A list with these columns is the 10¢ kind, so the 68 rows above cost $6.80, and you see that price before anything runs. Your first $10 of work is free, once, no card. A run that finds nothing costs nothing, and a row that's wrong can be claimed back within 7 days. Pricing.
Want a state or a threshold we haven't run? Email [email protected] with the one you want and we'll send the rows back.
The rows are from a real run on October 12, 2026.