# Investment advisers in Florida: 1,333 firms, page 5

Updated November 10, 2026.

Largest advisers by AUM, 1,201 to 1,333 of 1,333, in the same order as page 1.

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (legal name, CRD number, SEC number, registration, SEC status, SEC status effective and 17 more), which open on your screen as soon as the payment clears and come by email.

- [Investment advisers in Florida](https://specstream.ai/data/investment-advisers/state/florida): 1,333 rows, the SEC's Form ADV file of November 2, 2026, $66.65, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/investment-advisers/state/florida
- [Investment advisers (SEC registered and exempt reporting)](https://specstream.ai/data/investment-advisers): 24,111 rows, the SEC's Form ADV file of November 2, 2026, $321.11, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/investment-advisers

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

## Largest advisers by AUM, page 5

| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Challen Asset Management, LLC | Jacksonville | Not listed | Not listed | Not listed | 1 | (904) 355-7700 | challenpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/168866) |
| Chayne Global Management | Miami | Not listed | Not listed | Not listed | 1 | (305) 600-5200 | chayne.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/338603) |
| Chicago Equity Advisors, LLC | St. Petersburg | Not listed | Not listed | Not listed | 1 | (847) 894-3288 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/315164) |
| D&T Capital Management, LLC | Miami | Not listed | Not listed | Not listed | 1 | (305) 803-6407 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344767) |
| Delgatto Capital Group LLC | Palm Beach | Not listed | Not listed | Not listed | 1 | (561) 249-1845 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/305894) |
| Dila MC LLC | Miami | Not listed | Not listed | Not listed | 1 | +5 2552 167 0153 | dilacapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336352) |
| Dis Management Company | Miami Beach | Not listed | Not listed | Not listed | 1 | (917) 656-8390 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/162242) |
| Dowling Capital Partners | Vero Beach | Not listed | Not listed | Not listed | 1 | (860) 676-7377 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/161475) |
| Echelon Investment Partners LP | Boca Raton | Not listed | Not listed | Not listed | 1 | (908) 546-7940 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/300855) |
| Encore Finance Group, L.L.C. | Hollywood | Not listed | Not listed | Not listed | 1 | (888) 538-1777 | encorefinance.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/341465) |
| Epiphanly Advisory, LLC | Aventura | Not listed | Not listed | Not listed | 1 | (201) 401-0704 | epiphanly.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/324466) |
| Fein Capital LLC | Coral Springs | Not listed | Not listed | Not listed | 1 | (516) 376-9069 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/340304) |
| Firstwave Capital Management, LLC | Miami | Not listed | Not listed | Not listed | 1 | (786) 348-2332 | firstwavefund.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/338910) |
| Flank Fund Manager, LLC | Palm Beach | Not listed | Not listed | Not listed | 1 | (646) 477-6021 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/305114) |
| Flint Ridge Capital LLC | Sarasota | Not listed | Not listed | Not listed | 1 | (914) 457-0470 | flintridgepartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/168370) |
| Glidepath Advisors, LLC | Opa-Locka | Not listed | Not listed | Not listed | 1 | (646) 522-6175 | glidepath.ai | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344647) |
| Globis Capital Management L.P. | Boca Raton | Not listed | Not listed | Not listed | 1 | (212) 847-3248 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/170490) |
| Golden Spades Advisory LLC | Fort Lauderdale | Not listed | Not listed | Not listed | 1 | (773) 971-2556 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339761) |
| Greenbird Intelligence Management, LLC | Boca Raton | Not listed | Not listed | Not listed | 1 | (646) 798-2850 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/324547) |
| Heeney Capital | West Palm Beach | Not listed | Not listed | Not listed | 1 | (310) 634-3627 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/337447) |
| Helm Investment Partners, LLC | Miami | Not listed | Not listed | Not listed | 1 | (203) 246-5099 | helmip.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/298388) |
| Horizon Founders Capital, LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (650) 861-9090 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/319256) |
| In-Depth Partners, LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (786) 688-4347 | in-depthpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/311454) |
| Inflection Point Asset Management LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (516) 445-5417 | inflectionpointacquisition.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/340616) |
| Isv Management Company, LLC | West Palm Beach | Not listed | Not listed | Not listed | 1 | (415) 574-0863 | impactscience.vc | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/317760) |
| Jab Capital Management, LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (786) 456-5987 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/320809) |
| Jasper Steward | Miramar | Not listed | Not listed | Not listed | 1 | (754) 600-9127 | jaspersteward.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342150) |
| Jessnick Capital Management,Llc | Miami Beach | Not listed | Not listed | Not listed | 1 | (415) 298-7798 | jessnick.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/125929) |
| KC Capital Management LLC | Tampa | Not listed | Not listed | Not listed | 1 | (318) 608-2420 | kccapitalmgmt.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344112) |
| KMD Investments Manager, LLC | Boca Raton | Not listed | Not listed | Not listed | 1 | (954) 579-4587 | kmdinvestmentsgp.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/334509) |
| Kinea US Asset Management LLC | Coconut Grove | Not listed | Not listed | Not listed | 1 | +55 11 3073 8700 | kinea.com.br | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339762) |
| Kingdom Capital Management, Inc. | Palm Beach Gardens | Not listed | Not listed | Not listed | 1 | (561) 847-3597 | kingdomcapitalm.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/269899) |
| Kirmani Partners | Lake Mary | Not listed | Not listed | Not listed | 1 | (407) 483-2063 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/337612) |
| Latham Capital Management, LLC | Gainesville | Not listed | Not listed | Not listed | 1 | (352) 359-2237 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/341082) |
| Latin America Real Assets Capital Management LLC | Boca Raton | Not listed | Not listed | Not listed | 1 | (561) 816-0569 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342826) |
| Markley Capital Management LP | Miami Beach | Not listed | Not listed | Not listed | 1 | (646) 817-3434 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/311945) |
| Mas Alpha Securities | Coral Gables | Not listed | Not listed | Not listed | 1 | (305) 542-5398 | masalphasecurities.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/335171) |
| Mastermind Holdings LLC | The Villages | Not listed | Not listed | Not listed | 1 | (352) 850-6151 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/337699) |
| Masters Research Partners LLC | Boca Raton | Not listed | Not listed | Not listed | 1 | (561) 287-4650 | mastersresearch.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/163260) |
| Mercer Street Capital Partners, LLC | Miami | Not listed | Not listed | Not listed | 1 | (646) 762-9974 | mercerstcap.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/312786) |
| Mindroads Capital, LLC | Ocoee | Not listed | Not listed | Not listed | 1 | (407) 922-5337 | mindroadscapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344206) |
| NTV Frontier Management | Naples | Not listed | Not listed | Not listed | 1 | (443) 858-8587 | naplestechnologyventures.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329840) |
| NTV Management LLC | Naples | Not listed | Not listed | Not listed | 1 | (443) 653-2243 | naplestechnologyventures.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329838) |
| NTV Prosperity Management | Naples | Not listed | Not listed | Not listed | 1 | (703) 919-8811 | naplestechnologyventures.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329839) |
| O'Leary Ventures Management, L.P. | Miami | Not listed | Not listed | Not listed | 1 | (587) 899-8533 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/325968) |
| Orlando Funeral Advisors LLC | Orlando | Not listed | Not listed | Not listed | 1 | (888) 788-7526 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/337214) |
| Parrish Capital Partners | Coral Gables | Not listed | Not listed | Not listed | 1 | (786) 863-3884 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342217) |
| Parthenon Athena Advisors LLC | West Palm Beach | Not listed | Not listed | Not listed | 1 | (646) 530-1113 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336505) |
| Polytope Research LLC | Miami | Not listed | Not listed | Not listed | 1 | (954) 271-3436 | polytope-research.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/333723) |
| Presstige Global Ventures LLC | Ft. Lauderdale | Not listed | Not listed | Not listed | 1 | (954) 817-0985 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336532) |
| Prime-Star | Miami | Not listed | Not listed | Not listed | 1 | (800) 755-7332 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/286605) |
| Principia Global Capital LLC | Miami | Not listed | Not listed | Not listed | 1 | (862) 432-6579 | principiacapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/340044) |
| Private Value Management, LP | Neptune Beach | Not listed | Not listed | Not listed | 1 | (410) 268-2850 | privatevaluelp.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/161946) |
| Qualtus Investment Partners LLC | Key Biscayne | Not listed | Not listed | Not listed | 1 | (786) 828-7935 | qualtus.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/333274) |
| R01 Capital Manager LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (305) 982-7994 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329814) |
| RPF Capital | Saint Petersburg | Not listed | Not listed | Not listed | 1 | (727) 456-9203 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/327893) |
| Reforge Capital, LLC | Orlando | Not listed | Not listed | Not listed | 1 | (626) 377-1291 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/330206) |
| Rocana-Semillero Advisors US LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (646) 413-3484 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331227) |
| Roe Investment Management, LLC | Weston | Not listed | Not listed | Not listed | 1 | +52-55-2888-0601 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/335038) |
| Rothguard LLC | Lehigh Acres | Not listed | Not listed | Not listed | 1 | (970) 396-9116 | rothguard.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343918) |
| Secure Net Management LLC | Clearwater | Not listed | Not listed | Not listed | 1 | (727) 325-1589 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/333439) |
| Seven Point Management, Inc. | Hialeah | Not listed | Not listed | Not listed | 1 | (203) 604-0323 | sevenpointpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/172716) |
| Shadow Lake Partners, LLC | Tampa | Not listed | Not listed | Not listed | 1 | (727) 776-7465 | shadowlakepartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/325186) |
| Shaked Capital Advisors, LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (917) 748-9638 | shakedcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/297030) |
| Stonemarcc Capital Management LLC | Saint Petersburg | Not listed | Not listed | Not listed | 1 | (813) 532-6936 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/345237) |
| Strlex | Lake Nona | Not listed | Not listed | Not listed | 1 | (239) 215-0101 | strlexgroup.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339210) |
| Sugar Free Capital Management Company, LLC | Bal Harbour | Not listed | Not listed | Not listed | 1 | (617) 784-8214 | sugarfreecapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336192) |
| Tampa Bay Ventures, LLC | Tampa | Not listed | Not listed | Not listed | 1 | (727) 238-5265 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/325354) |
| Techfarms Capital Management, LLC | Pensacola | Not listed | Not listed | Not listed | 1 | (850) 384-0962 | techfarmscapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336218) |
| The Stagwell Group LLC | Miami Beach | Not listed | Not listed | Not listed | 1 | (202) 478-4916 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/175350) |
| Tidal Fund Manager LLC | Palm Beach | Not listed | Not listed | Not listed | 1 | (646) 477-6021 | tidalrep.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/324727) |
| Trent Capital Partners, LLC | Naples | Not listed | Not listed | Not listed | 1 | (239) 403-0217 | trentequity.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329027) |
| Triquetra Capital LLC | Palm Beach | Not listed | Not listed | Not listed | 1 | (917) 447-4281 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/338741) |
| Verix Equity Partners | Boca Raton | Not listed | Not listed | Not listed | 1 | (443) 794-1081 | verixequity.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/341406) |
| Visconti Industries Incorporated® | Coconut Grove | Not listed | Not listed | Not listed | 1 | (305) 796-1053 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344778) |
| WPC US GP LLC | West Palm Beach | Not listed | Not listed | Not listed | 1 | (561) 797-8712 | windsorgp.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339201) |
| Waveslice Fund | Miami | Not listed | Not listed | Not listed | 1 | (646) 535-1002 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/330187) |
| Zevix Fund America LLC | Fort Lauderdale | Not listed | Not listed | Not listed | 1 | (703) 946-1497 | zevixcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/338549) |
| 1977 Wealth, LLC | Miami | Not listed | 0 | 2 | Not listed | (561) 419-9444 | 1977wealth.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343350) |
| ARK Capital Investments LLC | St Petersburg | Not listed | 0 | 5 | Not listed | (727) 810-8160 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343735) |
| Abacus Asset Management, LLC | Orlando | Not listed | 0 | 9 | Not listed | (407) 358-3332 | abacusgm.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/324280) |
| Aligned Wealth Advisors, LLC | Miami | Not listed | 0 | 15 | Not listed | (305) 702-3030 | alignedwealth.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343143) |
| Alius Capital Partners | Aventura | Not listed | 0 | 2 | Not listed | (305) 495-5440 | aliuscp.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/341875) |
| Anchor & Oak Wealth Advisors | Marco Island | Not listed | 0 | 4 | Not listed | (516) 662-2546 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342544) |
| Blue Orca Securities | North Palm Beach | Not listed | 0 | 1 | Not listed | (561) 262-1663 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/344606) |
| Boardwalk Investment Group LP | Miami | Not listed | 0 | 3 | Not listed | (305) 549-5190 | boardwalkig.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342867) |
| C2c Private Wealth, LLC | Miami | Not listed | 0 | 2 | Not listed | (754) 802-2992 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343915) |
| CMC Advisors, Inc. | Boca Raton | Not listed | 0 | 4 | Not listed | (212) 402-1850 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/123811) |
| CNL Educational Institute, LLC | Orlando | Not listed | 0 | 5 | Not listed | (407) 540-2541 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/175137) |
| Calixto Global Partners LLC | Coral Gables | Not listed | Not listed | Not listed | Not listed | (305) 602-3400 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/171687) |
| Coolabah Investment Management (USA) Inc | Miami | Not listed | 0 | 1 | Not listed | (305) 722-7789 | coolabahcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/341121) |
| Cradle Capital Corp | Miami | Not listed | 0 | 1 | Not listed | (781) 632-9471 | cradle.capital | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343504) |
| Dan Thornsberry Capital Advisors, LLC | Belleair Beach | Not listed | 0 | 1 | Not listed | (614) 530-5185 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343946) |
| Dow Family Office Advisory, LLC | Lakewood Ranch | Not listed | 0 | 2 | Not listed | (207) 200-2200 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/340475) |
| Emcee Invest | Miami | Not listed | 0 | 2 | Not listed | (201) 366-2224 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/297589) |
| Ethos Investment Advisory Group LLC | Miami | Not listed | 0 | 2 | Not listed | (786) 303-2447 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343593) |
| FBMC Retirement Solutions, LLC | Tallahassee | Not listed | 0 | 2 | Not listed | (850) 296-1917 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/334707) |
| Fortuna Private Wealth Management Corp. | Miami | Not listed | 0 | 2 | Not listed | (786) 631-7103 | fortunapwm.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343722) |
| Four Pillars Financial Planning Group, LLC | Nokomis | Not listed | 0 | 9 | Not listed | (941) 966-4444 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/343979) |
| Fusion Quant Technologies | Miami | Not listed | 0 | 1 | Not listed | (773) 872-1148 | moneyskool.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/337431) |

The first 100 of 133 rows.

- [Previous page](https://specstream.ai/data/investment-advisers/state/florida/page/4)
- [Page 1](https://specstream.ai/data/investment-advisers/state/florida)

Source: [the SEC's Form ADV data files for investment advisers](https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers). Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC.

Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).