# Investment advisers in Connecticut: 585 firms, page 2

Updated November 10, 2026.

Largest advisers by AUM, 301 to 585 of 585, in the same order as page 1.

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (legal name, CRD number, SEC number, registration, SEC status, SEC status effective and 17 more), which open on your screen as soon as the payment clears and come by email.

- [Investment advisers in Connecticut](https://specstream.ai/data/investment-advisers/state/connecticut): 585 rows, the SEC's Form ADV file of November 2, 2026, $29.25, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/investment-advisers/state/connecticut
- [Investment advisers (SEC registered and exempt reporting)](https://specstream.ai/data/investment-advisers): 24,111 rows, the SEC's Form ADV file of November 2, 2026, $321.11, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/investment-advisers

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

## Largest advisers by AUM, page 2

| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| [Fortwood Capital LP](https://specstream.ai/data/investment-advisers/firm/fortwood-capital-lp-329381) | Greenwich | $513 million | 3 | 9 | 1 | (475) 303-3380 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329381) |
| [Quadratic Capital Management LLC](https://specstream.ai/data/investment-advisers/firm/quadratic-capital-management-llc-172768) | Greenwich | $508.1 million | 2 | 4 | Not listed | (203) 340-2943 | ivoletf.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/172768) |
| [Garden Investments](https://specstream.ai/data/investment-advisers/firm/garden-investments-330358) | Greenwich | $507.7 million | 2 | 8 | 2 | (203) 242-8370 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/330358) |
| [Stratis Capital, LLC](https://specstream.ai/data/investment-advisers/firm/stratis-capital-llc-300130) | Darien | $507.5 million | 85 | 1 | Not listed | (917) 705-2500 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/300130) |
| [11 Capital Partners LP](https://specstream.ai/data/investment-advisers/firm/11-capital-partners-lp-306165) | Darien | $503.5 million | 5 | 5 | 1 | (646) 989-3735 | 11capitalpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/306165) |
| [Drum Capital Management LLC](https://specstream.ai/data/investment-advisers/firm/drum-capital-management-llc-137964) | Stamford | $503.2 million | 6 | 6 | 6 | (203) 391-7540 | drumcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/137964) |
| [True North Management Group, LLC](https://specstream.ai/data/investment-advisers/firm/true-north-management-group-llc-161042) | Stamford | $492.5 million | 5 | 9 | 4 | (914) 304-8760 | tninvestors.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/161042) |
| [Engle Capital Management, L.P.](https://specstream.ai/data/investment-advisers/firm/engle-capital-management-l-p-178525) | Greenwich | $492.4 million | 4 | 8 | 1 | (212) 601-5590 | englecap.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/178525) |
| [Cook Pine Capital LLC](https://specstream.ai/data/investment-advisers/firm/cook-pine-capital-llc-134911) | Greenwich | $490.3 million | 7 | 8 | 3 | (203) 861-2930 | cookpinecapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/134911) |
| [BLT Fund Manager LLC](https://specstream.ai/data/investment-advisers/firm/blt-fund-manager-llc-166743) | Stamford | $487.3 million | 5 | 7 | 5 | (203) 644-1515 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/166743) |
| [Monte Financial Group, LLC](https://specstream.ai/data/investment-advisers/firm/monte-financial-group-llc-150119) | Guilford | $482.4 million | 438 | 12 | Not listed | (203) 453-6851 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/150119) |
| [Positive Selection Investment Management, LLC](https://specstream.ai/data/investment-advisers/firm/positive-selection-investment-management-llc-331469) | Greenwich | $479.2 million | 1 | 4 | 1 | (203) 485-0443 | regeneronventures.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331469) |
| [Hammond Iles Wealth Advisors](https://specstream.ai/data/investment-advisers/firm/hammond-iles-wealth-advisors-136372) | Wethersfield | $474.9 million | 2,324 | 8 | Not listed | (860) 258-2600 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/136372) |
| [Birinyi Associates, Inc.](https://specstream.ai/data/investment-advisers/firm/birinyi-associates-inc-107169) | Westport | $471.7 million | 164 | 4 | Not listed | (203) 341-0833 | birinyi.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/107169) |
| [Mark Sheptoff Financial Planning LLC](https://specstream.ai/data/investment-advisers/firm/mark-sheptoff-financial-planning-llc-108742) | Glastonbury | $466.5 million | 771 | 3 | Not listed | (860) 734-1090 | marksheptoff.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/108742) |
| [Mizzen Management LLC](https://specstream.ai/data/investment-advisers/firm/mizzen-management-llc-333592) | Stamford | $459 million | 3 | 13 | 3 | (203) 293-7820 | mizzencapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/333592) |
| [Warner Wealth](https://specstream.ai/data/investment-advisers/firm/warner-wealth-334877) | Madison | $458.5 million | 1,332 | 20 | Not listed | (203) 929-2727 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/334877) |
| [Eagle Point Income Management LLC](https://specstream.ai/data/investment-advisers/firm/eagle-point-income-management-llc-299198) | Greenwich | $457.9 million | 1 | 66 | Not listed | (203) 340-8500 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/299198) |
| [Cross Island Advisors LLC](https://specstream.ai/data/investment-advisers/firm/cross-island-advisors-llc-292058) | Darien | $453 million | 5 | 1 | Not listed | (203) 252-7654 | crossislandadvisors.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/292058) |
| [Hedgeye Asset Management, LLC](https://specstream.ai/data/investment-advisers/firm/hedgeye-asset-management-llc-336185) | Stamford | $443.4 million | 6 | 10 | Not listed | (212) 433-1559 | hedgeyeam.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336185) |
| [Tourmalet Advisors, LP](https://specstream.ai/data/investment-advisers/firm/tourmalet-advisors-lp-336207) | Fairfield | $441 million | 5 | 2 | 4 | (203) 256-0114 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336207) |
| [Herbert J. Sims Capital Management, Inc.](https://specstream.ai/data/investment-advisers/firm/herbert-j-sims-capital-management-inc-134510) | Fairfield | $436.9 million | 685 | 30 | Not listed | (203) 418-9000 | hjsims.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/134510) |
| [August Wealth Advisors LLC](https://specstream.ai/data/investment-advisers/firm/august-wealth-advisors-llc-339322) | Westport | $436.6 million | 641 | 8 | Not listed | (800) 985-9477 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339322) |
| [Longwall Family Office](https://specstream.ai/data/investment-advisers/firm/longwall-family-office-324336) | Westport | $428.2 million | 120 | 5 | 1 | (203) 209-2785 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/324336) |
| [Science & Technology Partners, L.P.](https://specstream.ai/data/investment-advisers/firm/science-technology-partners-l-p-331267) | Greenwich | $425.5 million | 3 | 9 | 1 | (212) 306-2600 | sandtpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331267) |
| [Broadview Real Estate Partners, LLC](https://specstream.ai/data/investment-advisers/firm/broadview-real-estate-partners-llc-297775) | Stamford | $425.1 million | 8 | 8 | 5 | (646) 278-9689 | broadviewrep.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/297775) |
| [Forward Consumer Partners, LLC](https://specstream.ai/data/investment-advisers/firm/forward-consumer-partners-llc-327847) | Greenwich | $425 million | 3 | 18 | 3 | (203) 485-4700 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/327847) |
| [Ararat Capital Management, LP](https://specstream.ai/data/investment-advisers/firm/ararat-capital-management-lp-291783) | Westport | $423 million | 4 | 7 | 2 | (646) 779-6400 | araratcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/291783) |
| [JGB Capital Management L.P.](https://specstream.ai/data/investment-advisers/firm/jgb-capital-management-l-p-163658) | Westport | $421 million | 10 | 10 | 6 | (212) 355-5771 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/163658) |
| [Jeffrey N. Mehler, CFP LLC](https://specstream.ai/data/investment-advisers/firm/jeffrey-n-mehler-cfp-llc-126681) | Essex | $416.2 million | 1,264 | 9 | Not listed | (860) 767-9700 | jnmehler.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/126681) |
| [Ellington Credit Company Management LLC](https://specstream.ai/data/investment-advisers/firm/ellington-credit-company-management-llc-168311) | Old Greenwich | $415 million | 1 | 164 | Not listed | (203) 698-1200 | ellington.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/168311) |
| [Yakira Capital Management, Inc.](https://specstream.ai/data/investment-advisers/firm/yakira-capital-management-inc-159398) | Westport | $411.6 million | 3 | 4 | 1 | (203) 341-0702 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/159398) |
| [Peloton Equity LLC](https://specstream.ai/data/investment-advisers/firm/peloton-equity-llc-301543) | Greenwich | $409.5 million | 7 | 8 | 7 | (203) 532-8011 | pelotonequity.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/301543) |
| [Sagebroadview Wealth Management, LLC](https://specstream.ai/data/investment-advisers/firm/sagebroadview-wealth-management-llc-126472) | Farmington | $397.2 million | 595 | 8 | Not listed | (860) 606-3580 | sagebroadview.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/126472) |
| [Anabranch Capital Management, LP](https://specstream.ai/data/investment-advisers/firm/anabranch-capital-management-lp-309151) | Stamford | $397 million | 4 | 4 | 2 | (646) 568-4770 | anabranchcap.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/309151) |
| [Diastole Wealth Management](https://specstream.ai/data/investment-advisers/firm/diastole-wealth-management-111604) | Guilford | $396 million | 1,434 | 13 | 1 | (203) 458-5220 | diastole.biz | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/111604) |
| [Mullaney Keating & Wright Inc](https://specstream.ai/data/investment-advisers/firm/mullaney-keating-wright-inc-110743) | Middletown | $391 million | 460 | 3 | Not listed | (860) 521-9900 | mkwinc.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/110743) |
| [Savoir Faire Capital Management, LP](https://specstream.ai/data/investment-advisers/firm/savoir-faire-capital-management-lp-306994) | Norwalk | $389.5 million | 5 | 4 | Not listed | (321) 328-0985 | savoirfairecapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/306994) |
| [Ridgeview Asset Management Partners, LLC](https://specstream.ai/data/investment-advisers/firm/ridgeview-asset-management-partners-llc-283786) | Stamford | $387.9 million | 137 | 3 | 6 | (203) 595-5535 | ridgeviewasset.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/283786) |
| [Fiscal Wisdom Wealth Management LLC](https://specstream.ai/data/investment-advisers/firm/fiscal-wisdom-wealth-management-llc-168299) | Canton | $386 million | 2,828 | 18 | Not listed | (678) 202-4066 | fiscalwisdom.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/168299) |
| [Brightlight Capital](https://specstream.ai/data/investment-advisers/firm/brightlight-capital-171109) | Westport | $385.8 million | 2 | 3 | 1 | (203) 635-6034 | brightlightcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/171109) |
| [Philosmith Capital Corporation](https://specstream.ai/data/investment-advisers/firm/philosmith-capital-corporation-162082) | Stamford | $380.5 million | 3 | 9 | 1 | (203) 348-7365 | philosmith.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/162082) |
| [Rpo LLC](https://specstream.ai/data/investment-advisers/firm/rpo-llc-318296) | Stamford | $372.1 million | 8 | 6 | 1 | (203) 485-8800 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/318296) |
| [Lucerne Capital Management, LP](https://specstream.ai/data/investment-advisers/firm/lucerne-capital-management-lp-111288) | Greenwich | $364.6 million | 9 | 8 | 4 | (203) 983-4400 | lucernecap.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/111288) |
| [Pegasus Capital Advisors, L.P.](https://specstream.ai/data/investment-advisers/firm/pegasus-capital-advisors-l-p-157094) | Stamford | $362.5 million | 18 | 14 | 16 | (203) 869-4400 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/157094) |
| [Briggs Wealth Management, Inc.](https://specstream.ai/data/investment-advisers/firm/briggs-wealth-management-inc-125518) | Glastonbury | $362 million | 689 | 6 | Not listed | (860) 633-8988 | briggswealthmgmt.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/125518) |
| [Ayrton Capital LLC](https://specstream.ai/data/investment-advisers/firm/ayrton-capital-llc-286298) | Westport | $358.9 million | 3 | 9 | 1 | (646) 684-0650 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/286298) |
| [Silver Point Private Credit Fund Management, LLC](https://specstream.ai/data/investment-advisers/firm/silver-point-private-credit-fund-management-llc-332374) | Greenwich | $358.6 million | 1 | 357 | Not listed | (203) 542-4200 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/332374) |
| [Ais Capital Management L.P.](https://specstream.ai/data/investment-advisers/firm/ais-capital-management-l-p-107971) | Wilton | $358.3 million | 44 | 3 | 2 | (203) 563-1180 | aisgroup.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/107971) |
| [Arkview Capital, L.P.](https://specstream.ai/data/investment-advisers/firm/arkview-capital-l-p-316130) | Stamford | $355.9 million | 10 | 8 | 10 | (917) 623-4643 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/316130) |
| [Sightline Wealth Advisors, LLC](https://specstream.ai/data/investment-advisers/firm/sightline-wealth-advisors-llc-176520) | Groton | $354.2 million | 910 | 5 | Not listed | (860) 448-0611 | sightlinewa.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/176520) |
| [Gfo Advisory Services, LLC](https://specstream.ai/data/investment-advisers/firm/gfo-advisory-services-llc-109278) | Greenwich | $351.3 million | 10 | 12 | 8 | (203) 661-6616 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/109278) |
| [Education Growth Partners, LLC](https://specstream.ai/data/investment-advisers/firm/education-growth-partners-llc-166162) | Stamford | $347.1 million | 11 | 7 | 11 | (203) 658-8100 | edgrowth.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/166162) |
| [Wmgna](https://specstream.ai/data/investment-advisers/firm/wmgna-125765) | Farmington | $346.4 million | 983 | 9 | Not listed | (860) 679-5255 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/125765) |
| [Scholtz & Company, LLC](https://specstream.ai/data/investment-advisers/firm/scholtz-company-llc-107363) | Stamford | $340.5 million | 380 | 7 | Not listed | (203) 714-9900 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/107363) |
| [Aip Capital Advisors LLC](https://specstream.ai/data/investment-advisers/firm/aip-capital-advisors-llc-328465) | Stamford | $340 million | 2 | 15 | 1 | (203) 487-8200 | aipcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/328465) |
| [Swan Investment Partners](https://specstream.ai/data/investment-advisers/firm/swan-investment-partners-331679) | Old Greenwich | $334.2 million | 5 | 5 | 5 | (917) 843-1082 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331679) |
| [Highland Peak Capital, LLC](https://specstream.ai/data/investment-advisers/firm/highland-peak-capital-llc-306304) | Old Greenwich | $333.2 million | 8 | 4 | 2 | (203) 516-3710 | highlandpeakcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/306304) |
| [Rye Brook Capital, LLC](https://specstream.ai/data/investment-advisers/firm/rye-brook-capital-llc-288517) | Greenwich | $327.3 million | 20 | 1 | Not listed | (203) 542-2822 | ryebrookcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/288517) |
| [Light Arc Capital Management LLC](https://specstream.ai/data/investment-advisers/firm/light-arc-capital-management-llc-339985) | Greenwich | $324.1 million | 4 | 6 | 1 | (475) 385-2289 | lightarccm.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339985) |
| [Toomey Investment Management, Inc](https://specstream.ai/data/investment-advisers/firm/toomey-investment-management-inc-127346) | Wallingford | $321 million | 871 | 3 | Not listed | (203) 949-1710 | toomeyinvest.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/127346) |
| [Thames Financial Management](https://specstream.ai/data/investment-advisers/firm/thames-financial-management-126295) | Norwich | $315.4 million | 593 | 2 | Not listed | (860) 886-5108 | thamesct.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/126295) |
| [Greylock Capital Management, LLC](https://specstream.ai/data/investment-advisers/firm/greylock-capital-management-llc-137825) | Stamford | $313.9 million | 5 | 6 | 1 | (212) 808-1800 | greylockcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/137825) |
| [Waypoint Capital Partners, LLC](https://specstream.ai/data/investment-advisers/firm/waypoint-capital-partners-llc-333573) | Stamford | $310.7 million | 10 | 7 | 9 | (203) 548-9424 | waypointcapitalpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/333573) |
| [Excel Wealth Management, LLC](https://specstream.ai/data/investment-advisers/firm/excel-wealth-management-llc-299602) | Manchester | $310.5 million | 332 | 9 | Not listed | (888) 929-9920 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/299602) |
| [Milestone Asset Management Group, LLC](https://specstream.ai/data/investment-advisers/firm/milestone-asset-management-group-llc-282896) | Avon | $309 million | 716 | 7 | Not listed | (860) 259-4800 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/282896) |
| [N10° Assets](https://specstream.ai/data/investment-advisers/firm/n10-assets-342185) | Greenwich | $306.9 million | 101 | 5 | Not listed | (203) 930-2880 | n10assets.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/342185) |
| [Oxford Square Management, LLC](https://specstream.ai/data/investment-advisers/firm/oxford-square-management-llc-127888) | Greenwich | $306.7 million | 1 | 23 | Not listed | (203) 983-5275 | oxfordfunds.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/127888) |
| [Harbour Point Capital](https://specstream.ai/data/investment-advisers/firm/harbour-point-capital-226521) | Darien | $302.4 million | 4 | 4 | 4 | (646) 681-4600 | harbourpointcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/226521) |
| [Triveni Capital Investments LP](https://specstream.ai/data/investment-advisers/firm/triveni-capital-investments-lp-325802) | Stamford | $300.9 million | 5 | 6 | 1 | (203) 902-4259 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/325802) |
| [Greenhaven Road Investment Management, LP](https://specstream.ai/data/investment-advisers/firm/greenhaven-road-investment-management-lp-288555) | Greenwich | $299.5 million | 6 | 4 | 4 | (203) 663-3720 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/288555) |
| [Sarissa Capital Management LP](https://specstream.ai/data/investment-advisers/firm/sarissa-capital-management-lp-167244) | Greenwich | $298.3 million | 6 | 4 | 4 | (203) 302-2330 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/167244) |
| [Innovative Asset Advisors Group](https://specstream.ai/data/investment-advisers/firm/innovative-asset-advisors-group-336773) | Shelton | $297.9 million | 666 | 13 | Not listed | (203) 444-3599 | innovativeaag.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/336773) |
| [Its Asset Management, L.P.](https://specstream.ai/data/investment-advisers/firm/its-asset-management-l-p-106977) | North Haven | $297.8 million | 918 | 9 | Not listed | (203) 234-9499 | ptsmanagement.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/106977) |
| [Avos Capital Management, LLC](https://specstream.ai/data/investment-advisers/firm/avos-capital-management-llc-313979) | Darien | $297.8 million | 55 | 7 | 1 | (720) 864-4348 | avos.co | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/313979) |
| [Generative Investment Partners LP](https://specstream.ai/data/investment-advisers/firm/generative-investment-partners-lp-312473) | Greenwich | $293.9 million | 10 | 4 | 5 | (203) 554-8000 | generativeinvest.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/312473) |
| [Greenwich Advisors, LLC](https://specstream.ai/data/investment-advisers/firm/greenwich-advisors-llc-165892) | Greenwich | $293.2 million | 211 | 4 | Not listed | (203) 489-0700 | greenwichadvisors.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/165892) |
| [Hamilton Robinson LLC](https://specstream.ai/data/investment-advisers/firm/hamilton-robinson-llc-162590) | Stamford | $292.4 million | 12 | 10 | 6 | (203) 602-0011 | hrco.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/162590) |
| [Watchtower Advisors, LP](https://specstream.ai/data/investment-advisers/firm/watchtower-advisors-lp-299887) | Old Greenwich | $289.5 million | 3 | 5 | 1 | (203) 413-8793 | wadvisorslp.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/299887) |
| [Greenhouse Wealth Management, LLC](https://specstream.ai/data/investment-advisers/firm/greenhouse-wealth-management-llc-283763) | Westport | $288.6 million | 313 | 2 | Not listed | (203) 561-5002 | greenhousewealth.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/283763) |
| [Broadlight Capital Management, LLC](https://specstream.ai/data/investment-advisers/firm/broadlight-capital-management-llc-315015) | Greenwich | $287.5 million | 6 | 8 | 6 | (203) 496-5400 | broadlightcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/315015) |
| [Alchemi Wealth, LLC](https://specstream.ai/data/investment-advisers/firm/alchemi-wealth-llc-310451) | Essex | $286.9 million | 1,136 | 8 | Not listed | (860) 767-7500 | alchemiwealth.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/310451) |
| [Ayrshire Capital Management LLC](https://specstream.ai/data/investment-advisers/firm/ayrshire-capital-management-llc-157883) | Westport | $285.1 million | 283 | 2 | Not listed | (203) 349-5600 | ayrshirecapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/157883) |
| [Fcig Wealth Management, LLC](https://specstream.ai/data/investment-advisers/firm/fcig-wealth-management-llc-329906) | Plainfield | $282.5 million | 1,058 | 4 | Not listed | (877) 420-5234 | fcigglobal.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/329906) |
| [Charter Research & Investment Group Inc](https://specstream.ai/data/investment-advisers/firm/charter-research-investment-group-inc-106452) | Southport | $275.1 million | 355 | 3 | Not listed | (203) 259-4004 | charterinvestmentgroup.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/106452) |
| [Sound Mark Partners, LLC](https://specstream.ai/data/investment-advisers/firm/sound-mark-partners-llc-169037) | Greenwich | $272 million | 3 | 6 | 2 | (203) 413-4280 | soundmarkpartners.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/169037) |
| [Fairlead Asset Management LLC](https://specstream.ai/data/investment-advisers/firm/fairlead-asset-management-llc-297384) | Greenwich | $271.6 million | 1 | 4 | Not listed | (203) 872-6500 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/297384) |
| [Baypointe Partners, LLC](https://specstream.ai/data/investment-advisers/firm/baypointe-partners-llc-331273) | Stamford | $270.5 million | 4 | 4 | Not listed | (516) 381-5246 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331273) |
| [Dayah Capital LLC](https://specstream.ai/data/investment-advisers/firm/dayah-capital-llc-327487) | Stamford | $264.8 million | 7 | 7 | 2 | (848) 206-0010 | dayahcapital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/327487) |
| [JC Capital Advisors Group LLC](https://specstream.ai/data/investment-advisers/firm/jc-capital-advisors-group-llc-339298) | Stamford | $263 million | 356 | 2 | Not listed | (203) 889-3400 | jccapitaladvisors.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/339298) |
| [Connecticut Capital Management Group, LLC](https://specstream.ai/data/investment-advisers/firm/connecticut-capital-management-group-llc-305013) | Milford | $253.9 million | 316 | 5 | Not listed | (203) 877-1520 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/305013) |
| [Teton Advisors, LLC](https://specstream.ai/data/investment-advisers/firm/teton-advisors-llc-105963) | Greenwich | $250.9 million | 3 | 5 | Not listed | (914) 457-1070 | tetonadv.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/105963) |
| [Sr Alternative Credit, LLC](https://specstream.ai/data/investment-advisers/firm/sr-alternative-credit-llc-319478) | Darien | $247.4 million | 17 | 9 | 4 | (203) 656-3004 | sraltcredit.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/319478) |
| [Abundant Wealth Management LLC](https://specstream.ai/data/investment-advisers/firm/abundant-wealth-management-llc-331285) | Stamford | $243.8 million | 187 | 4 | Not listed | (203) 661-3441 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/331285) |
| [Constitution Investment Advisory and Portfolio Management](https://specstream.ai/data/investment-advisers/firm/constitution-investment-advisory-and-portfolio-management-310378) | Shelton | $241.3 million | 268 | 6 | Not listed | (475) 269-3200 | ciapm.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/310378) |
| [Ganim Private Wealth](https://specstream.ai/data/investment-advisers/firm/ganim-private-wealth-285679) | Shelton | $238.6 million | 22 | 4 | Not listed | (203) 335-0851 | ganimfinancial.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/285679) |
| [New China Capital Management Corp.](https://specstream.ai/data/investment-advisers/firm/new-china-capital-management-corp-295905) | Stamford | $233.7 million | 2 | 4 | 2 | (203) 328-1800 | cathay-capital.com | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/295905) |
| [Gradient Ridge Capital, L.P.](https://specstream.ai/data/investment-advisers/firm/gradient-ridge-capital-l-p-340497) | Norwalk | $231.8 million | 6 | 7 | 1 | (732) 616-3877 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/340497) |
| [BRX Global](https://specstream.ai/data/investment-advisers/firm/brx-global-284664) | Greenwich | $231.4 million | 2 | 3 | 1 | (203) 971-0751 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/284664) |
| [Wharton Midmarket Investment Advisors Inc](https://specstream.ai/data/investment-advisers/firm/wharton-midmarket-investment-advisors-inc-301186) | Woodbridge | $231.1 million | 47 | 2 | Not listed | (203) 606-9696 |  | [adviserinfo.sec.gov](https://adviserinfo.sec.gov/firm/summary/301186) |

The first 100 of 285 rows.

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Source: [the SEC's Form ADV data files for investment advisers](https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers). Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC.

Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).