# WINDTREE THERAPEUTICS INC /DE/: Form D filings

WINDTREE THERAPEUTICS INC /DE/, a biotechnology company in Warrington, PA, filed 14 Form D notices with the SEC between 2008 and 2019. The latest, on December 19, 2019, reports $26.4 million sold of a $26.4 million offering to 5 investors.

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- [Form D filings in Pennsylvania](https://specstream.ai/data/form-d/state/pennsylvania): 987 rows, by operating companies, filed since November 1, 2024, $49.35, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/pennsylvania
- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 2600 KELLY ROAD, SUITE 100, Warrington, PA, 18976
- Phone: (215) 488-9300
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 946486

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 19, 2019 | New notice | $26,424,996 | $26,424,996 | $0 | 5 | Dec 6, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000156761919023441/0001567619-19-023441-index.htm) |
| Jan 3, 2019 | New notice | $1,000,000 | $1,000,000 | $0 | 1 | Dec 21, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648619000001/0000946486-19-000001-index.htm) |
| Jul 26, 2018 | Amendment | $2,600,000 | $2,600,000 | $0 | 1 | Mar 30, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648618000004/0000946486-18-000004-index.htm) |
| Jul 25, 2018 | New notice | $1,500,000 | $1,500,000 | $0 | 1 | Jul 2, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648618000003/0000946486-18-000003-index.htm) |
| Apr 17, 2018 | New notice | $26,000,000 | $26,000,000 | $0 | 1 | Mar 30, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648618000002/0000946486-18-000002-index.htm) |
| Nov 2, 2017 | New notice | $10,307,632 | $10,307,632 | $0 | 17 | Oct 27, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648617000002/0000946486-17-000002-index.htm) |
| Feb 27, 2017 | New notice | $10,538,000 | $10,538,000 | $0 | 17 | Feb 13, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648617000001/0000946486-17-000001-index.htm) |
| Oct 21, 2014 | New notice | $7,500,000 | $0 | $7,500,000 | 1 | Oct 10, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648614000001/0000946486-14-000001-index.htm) |
| Dec 17, 2013 | New notice | $13,094,600 | $0 | $13,094,600 | 4 | Dec 3, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648613000007/0000946486-13-000007-index.htm) |
| Sep 12, 2013 | New notice | $58,100 | $14,525 | $43,575 | 1 | Aug 31, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648613000004/0000946486-13-000004-index.htm) |
| Jun 7, 2013 | New notice | $12,000 | $12,000 | $0 | 1 | May 24, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648613000003/0000946486-13-000003-index.htm) |
| Mar 15, 2013 | New notice | $18,450 | $18,450 | $0 | 1 | Feb 28, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648613000002/0000946486-13-000002-index.htm) |
| Feb 28, 2013 | New notice | $6,575,400 | $0 | $6,575,400 | 4 | Feb 13, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648613000001/0000946486-13-000001-index.htm) |
| Dec 22, 2008 | New notice | $25,000,000 | $0 | $25,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/946486/000094648608000051/0000946486-08-000051-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| James Huang | Director |  |
| Daniel Geffken | Director |  |
| Craig Fraser | Executive Officer, Director |  |
| John Leone | Director |  |
| Mary B. Templeton | Executive Officer |  |
| Bruce Peacock | Director |  |
| Brian Schreiber | Director |  |
| Steven Simonson | Executive Officer |  |
| John Tattory | Executive Officer |  |
| Joseph Mahady | Director |  |

## Other biotechnology companies in Pennsylvania that filed recently

- [Traws Pharma, Inc.](https://specstream.ai/data/form-d/company/traws-pharma-inc-1130598) offering · Nov 5, 2026
- [BioLattice Ophthalmics, Inc,](https://specstream.ai/data/form-d/company/biolattice-ophthalmics-inc-2125596) $1.8 million · Oct 28, 2026
- [Myris Therapeutics, Inc.](https://specstream.ai/data/form-d/company/myris-therapeutics-inc-1924725) $500,000 · Oct 14, 2026
- [Praeventix, Inc.](https://specstream.ai/data/form-d/company/praeventix-inc-1952974) $5.6 million · Sep 10, 2026
- [Plowshare Therapies LLC](https://specstream.ai/data/form-d/company/plowshare-therapies-llc-2152111) $6.7 million · Aug 31, 2026
- [Noveome Biotherapeutics, Inc.](https://specstream.ai/data/form-d/company/noveome-biotherapeutics-inc-1478304) $6.8 million · Aug 27, 2026
- [AlloTRx Bio Inc.](https://specstream.ai/data/form-d/company/allotrx-bio-inc-2151424) $500,000 · Aug 24, 2026
- [Aposture Surgical Corp](https://specstream.ai/data/form-d/company/aposture-surgical-corp-2148299) $87,000 · Aug 13, 2026
- [Merlin Biotech, Inc.](https://specstream.ai/data/form-d/company/merlin-biotech-inc-2149714) $50,000 · Aug 11, 2026

[Every Form D from the week of Dec 16, 2019](https://specstream.ai/data/form-d/week/2019-12-16) · [All recent filings in Pennsylvania](https://specstream.ai/data/form-d/state/pennsylvania) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what WINDTREE THERAPEUTICS INC /DE/ reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).