# UWHARRIE CAPITAL CORP: Form D filings

UWHARRIE CAPITAL CORP, a commercial banking company in Albemarle, NC, filed 4 Form D notices with the SEC between 2010 and 2021. The latest, on September 15, 2021, reports $20 million sold of a $20 million offering to 31 investors.

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## The full lists

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- [Form D filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina): 984 rows, by operating companies, filed since November 1, 2024, $49.20, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/north-carolina
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

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## Company details from the filing

- Address: 132 N. First Street, Albemarle, NC, 28001
- Phone: (702) 982-4415
- Industry: Commercial Banking
- Entity type: Corporation
- Incorporated in: North Carolina
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 898171

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 15, 2021 | New notice | $20,000,000 | $20,000,000 | $0 | 31 | Sep 3, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/898171/000120919121056188/0001209191-21-056188-index.htm) |
| Oct 23, 2019 | New notice | $9,992,000 | $9,992,000 | $0 | 64 | Sep 30, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/898171/000120919119053862/0001209191-19-053862-index.htm) |
| Mar 13, 2014 | New notice | $11,000,000 | $2,663,000 | $8,337,000 | 18 | Feb 27, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/898171/000120919114020148/0001209191-14-020148-index.htm) |
| Dec 3, 2010 | New notice | $10,000,000 | $155,000 | $9,845,000 | 0 | Nov 23, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/898171/000118143110059075/0001181431-10-059075-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| James O. Campbell | Director |  |
| Matthew R. Hudson | Director |  |
| Christy D. Stoner | Executive Officer |  |
| R. David Beaver | Executive Officer |  |
| Frank A. Rankin | Director |  |
| Harvey H. Leavitt | Director |  |
| Roger L. Dick | Executive Officer |  |
| Allen K. Furr | Director |  |
| Merlin L. Amirtharaj | Director |  |
| Deidre B. Foster | Director |  |
| Joe S. Brooks | Director |  |
| Tara G. Eudy | Director |  |
| Cynthia L. Mynatt | Director |  |
| James E. Nance | Director |  |
| Chris M. Poplin | Director |  |
| Dean M. Bowers | Director |  |
| S. Todd Swaringen | Director |  |
| Randy T. Russell | Director |  |
| W. Chester Lowder | Director |  |
| Matthew A. Shaver | Director |  |
| Vernon A. Russell | Director |  |
| Jeffrey L. Trout | Executive Officer |  |
| Jason R. Andrew | Executive Officer |  |
| Thomas M. Hearne | Director |  |
| Wesley A. Morgan | Director |  |

[Every Form D from the week of Sep 13, 2021](https://specstream.ai/data/form-d/week/2021-09-13) · [All recent filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what UWHARRIE CAPITAL CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).