# USWM Enterprises, LLC: Form D filing

USWM Enterprises, LLC, a pharmaceuticals company in Louisville, KY, filed a Form D with the SEC in 2018. The latest, on April 13, 2018, reports $12.2 million sold of a $30 million offering to 30 investors.

Find out what USWM Enterprises, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Kentucky](https://specstream.ai/data/form-d/state/kentucky): 216 rows, by operating companies, filed since November 1, 2024, $10.80, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/kentucky
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

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## Company details from the filing

- Address: 4441 SPRINGDALE ROAD, Louisville, KY, 40241
- Phone: (502) 893-3235
- Industry: Pharmaceuticals
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2015
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1737326

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 13, 2018 | New notice | $30,000,000 | $12,163,470 | $17,836,530 | 30 | Jun 5, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1737326/000173732618000001/0001737326-18-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Henry Lee van den Berg | Executive Officer |  |
| James T. Crain, III | Director |  |
| H. Lee Warren, Jr. | Executive Officer |  |
| P Breckinridge Jones | Executive Officer, Director |  |
| George A. Digenis | Executive Officer, Director |  |

[Every Form D from the week of Apr 9, 2018](https://specstream.ai/data/form-d/week/2018-04-09) · [All recent filings in Kentucky](https://specstream.ai/data/form-d/state/kentucky) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what USWM Enterprises, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).