# Uptrade Research Associates, LLC: Form D filings

Uptrade Research Associates, LLC, a financial services company in Portland, OR, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on April 30, 2010, reports $700,000 sold of a $2 million offering to 7 investors.

Find out what Uptrade Research Associates, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Oregon](https://specstream.ai/data/form-d/state/oregon): 434 rows, by operating companies, filed since November 1, 2024, $21.70, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/oregon
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 9940 SW ARBORCREST WAY, Portland, OR, 97225
- Phone: (888) 332-4778
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Oregon
- Revenue range: No Revenues
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1476174

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 30, 2010 | New notice | $2,000,000 | $700,000 | $1,300,000 | 7 | Mar 5, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1476174/000093146710000001/0000931467-10-000001-index.htm) |
| Dec 8, 2009 | New notice | $2,000,000 | $500,000 | $1,500,000 | 5 | Oct 13, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1476174/000093146709000005/0000931467-09-000005-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Dale Jerome Murphey | Executive Officer, Director |  |

## Other financial services companies in Oregon that filed recently

- [Steward Holdings (US), Inc.](https://specstream.ai/data/form-d/company/steward-holdings-us-inc-1826666) $500,000 · Oct 1, 2026

[Every Form D from the week of Apr 26, 2010](https://specstream.ai/data/form-d/week/2010-04-26) · [All recent filings in Oregon](https://specstream.ai/data/form-d/state/oregon) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Uptrade Research Associates, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).