# UPTAKE MEDICAL CORP: Form D filings

UPTAKE MEDICAL CORP, a biotechnology company in Tustin, CA, filed 10 Form D notices with the SEC between 2009 and 2016. The latest, on January 5, 2016, reports $2.4 million sold of a $3.5 million offering to 25 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 1173 Warner Avenue, Tustin, CA, 92780
- Phone: (949) 440-1800
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1316760

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 5, 2016 | Amendment | $3,500,000 | $2,396,389 | $1,103,611 | 25 | Nov 24, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676016000002/0001316760-16-000002-index.htm) |
| Dec 2, 2015 | New notice | $3,500,000 | $1,928,783 | $1,571,217 | 9 | Nov 24, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676015000001/0001316760-15-000001-index.htm) |
| Mar 13, 2012 | Amendment | $41,665,443 | $40,259,226 | $1,406,217 | 38 | Dec 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676012000001/0001316760-12-000001-index.htm) |
| Dec 27, 2011 | New notice | $41,665,443 | $35,101,217 | $6,564,226 | 37 | Dec 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676011000002/0001316760-11-000002-index.htm) |
| Jul 13, 2011 | New notice | $4,920,616 | $4,920,616 | $0 | 35 | Jun 30, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676011000001/0001316760-11-000001-index.htm) |
| Aug 25, 2010 | Amendment | $16,892,420 | $16,892,420 | $0 | 38 | Aug 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676010000002/0001316760-10-000002-index.htm) |
| Jun 2, 2010 | New notice | $600,600 | $600,600 | $0 | 6 | May 28, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676010000001/0001316760-10-000001-index.htm) |
| Oct 8, 2009 | Amendment | $13,363,514 | $4,582,208 | $8,781,306 | 33 | Aug 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676009000005/0001316760-09-000005-index.htm) |
| Sep 11, 2009 | New notice | $13,363,515 | $3,359,505 | $10,004,010 | 6 | Aug 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676009000004/0001316760-09-000004-index.htm) |
| May 20, 2009 | Amendment | $3,136,333 | $3,136,333 | $0 | 31 | Dec 22, 2008 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1316760/000131676009000003/0001316760-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Carl King Simpson | Director |  |
| David King Singer | Director |  |
| Krista King Mann | Executive Officer |  |
| Geoff King Brooke | Director |  |
| Robert King Kuhling | Director |  |
| R. King Nelson | Executive Officer, Director |  |
| Sami King Sindi | Director |  |

## Other biotechnology companies in California that filed recently

- [CARI Health, Inc.](https://specstream.ai/data/form-d/company/cari-health-inc-1930994) $280,000 · Nov 6, 2026
- [Ausel, Inc.](https://specstream.ai/data/form-d/company/ausel-inc-2124022) $120,000 · Nov 4, 2026
- [Trellis Bioscience, Inc.](https://specstream.ai/data/form-d/company/trellis-bioscience-inc-1162015) $9.1 million · Oct 29, 2026
- [BigHat Biosciences, Inc.](https://specstream.ai/data/form-d/company/bighat-biosciences-inc-1797256) $75.1 million · Oct 26, 2026
- [Theravie Pharma, Inc.](https://specstream.ai/data/form-d/company/theravie-pharma-inc-2160768) $750,000 · Oct 19, 2026
- [Adela, Inc.](https://specstream.ai/data/form-d/company/adela-inc-1852167) $12 million · Oct 19, 2026
- [Estuary Biotherapeutics, Inc.](https://specstream.ai/data/form-d/company/estuary-biotherapeutics-inc-2138862) $40.7 million · Oct 16, 2026
- [Renue Life Sciences, Inc.](https://specstream.ai/data/form-d/company/renue-life-sciences-inc-2158207) $250,000 · Oct 14, 2026
- [Tempest Therapeutics, Inc.](https://specstream.ai/data/form-d/company/tempest-therapeutics-inc-1544227) $7.5 million · Oct 14, 2026
- [Lionheart Health, Inc.](https://specstream.ai/data/form-d/company/lionheart-health-inc-2156758) $387,500 · Oct 7, 2026
- [Rakuten Medical, Inc.](https://specstream.ai/data/form-d/company/rakuten-medical-inc-1595215) $9 million · Oct 6, 2026
- [Zonaliz, Inc.](https://specstream.ai/data/form-d/company/zonaliz-inc-2157556) $2.5 million · Oct 5, 2026
- [Altay Therapeutics, Inc.](https://specstream.ai/data/form-d/company/altay-therapeutics-inc-2157551) $15.7 million · Oct 2, 2026
- [Sialia Therapeutics, Inc.](https://specstream.ai/data/form-d/company/sialia-therapeutics-inc-2156754) $1.5 million · Sep 29, 2026
- [Vetmab Biosciences, Inc.](https://specstream.ai/data/form-d/company/vetmab-biosciences-inc-1932050) $11.4 million · Sep 29, 2026

[Every Form D from the week of Jan 4, 2016](https://specstream.ai/data/form-d/week/2016-01-04) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what UPTAKE MEDICAL CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).