# Upstream Research Inc.: Form D filings

Upstream Research Inc., a technology company in Bainbridge Island, WA, filed 7 Form D notices with the SEC between 2015 and 2016. The latest, on December 1, 2016, reports $175,000 sold of a $1.5 million offering to 2 investors.

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## The full lists

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- [Form D filings in Washington](https://specstream.ai/data/form-d/state/washington): 1,095 rows, by operating companies, filed since November 1, 2024, $54.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/washington
- [Form D filings in Other Technology](https://specstream.ai/data/form-d/industry/other-technology): 8,166 rows, by operating companies, filed since November 1, 2024, $161.66, or the new rows each week for $19.25 a month. Buy: https://specstream.ai/data/form-d/industry/other-technology

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## Company details from the filing

- Address: 900 Winslow Way East, Bainbridge Island, WA, 98110
- Phone: (206) 317-6667
- Industry: Other Technology
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2015
- Revenue range: $1,000,001 - $5,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1653220

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 1, 2016 | Amendment | $1,500,000 | $175,000 | $1,325,000 | 2 | Jun 24, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322016000008/0001653220-16-000008-index.htm) |
| Jul 18, 2016 | New notice | $1,500,000 | $150,000 | $1,350,000 | 1 | Jun 24, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322016000007/0001653220-16-000007-index.htm) |
| May 16, 2016 | Amendment | $1,525,000 | $1,525,000 | $0 | 24 | Sep 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322016000006/0001653220-16-000006-index.htm) |
| Oct 9, 2015 | Amendment | $600,000 | $425,000 | $175,000 | 8 | Sep 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322015000004/0001653220-15-000004-index.htm) |
| Oct 9, 2015 | Amendment | $600,000 | $425,000 | $175,000 | 4 | Sep 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322015000003/0001653220-15-000003-index.htm) |
| Oct 9, 2015 | Amendment | $600,000 | $350,000 | $250,000 | 4 | Sep 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322015000002/0001653220-15-000002-index.htm) |
| Sep 17, 2015 | New notice | $600,000 | $350,000 | $250,000 | 4 | Sep 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1653220/000165322015000001/0001653220-15-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| John Ballantine | Executive Officer |  |
| Nicholas Bedbury | Executive Officer |  |

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[Every Form D from the week of Nov 28, 2016](https://specstream.ai/data/form-d/week/2016-11-28) · [All recent filings in Washington](https://specstream.ai/data/form-d/state/washington) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what Upstream Research Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).