# Upstart Network Trust: Form D filings

Upstart Network Trust, a financial services company in San Carlos, CA, filed 7 Form D notices with the SEC between 2014 and 2018. The latest, on July 25, 2018, reports $99.5 million sold of a $150 million offering to 2,296 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 2 Circle Star Way, San Carlos, CA, 94070
- Phone: (650) 204-1000
- Industry: Other Banking and Financial Services
- Entity type: Business Trust
- Incorporated in: Delaware
- Year incorporated: 2014
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1603220

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 25, 2018 | Amendment | $150,000,000 | $99,487,200 | $50,512,800 | 2296 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322018000001/0001603220-18-000001-index.htm) |
| Mar 17, 2017 | Amendment | $100,000,000 | $44,463,400 | $55,536,600 | 1062 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322017000001/0001603220-17-000001-index.htm) |
| Mar 21, 2016 | Amendment | $50,000,000 | $24,304,400 | $25,695,600 | 715 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322016000002/0001603220-16-000002-index.htm) |
| Aug 20, 2015 | Amendment | $50,000,000 | $17,774,600 | $32,225,400 | 504 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322015000001/0001603220-15-000001-index.htm) |
| Aug 21, 2014 | Amendment | $50,000,000 | $7,497,000 | $42,503,000 | 152 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322014000003/0001603220-14-000003-index.htm) |
| May 23, 2014 | New notice | $5,000,000 | $32,400 | $4,967,600 | 31 | May 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322014000002/0001603220-14-000002-index.htm) |
| Mar 20, 2014 | New notice | $5,000,000 | $100,300 | $4,899,700 | 44 | Mar 4, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1603220/000160322014000001/0001603220-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| David Joseph Girouard | Executive Officer, Director, Promoter |  |
| Sanjay Joseph Datta | Executive Officer |  |
| Alison Fiona Nicoll | Executive Officer |  |

## Other financial services companies in California that filed recently

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[Every Form D from the week of Jul 23, 2018](https://specstream.ai/data/form-d/week/2018-07-23) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Upstart Network Trust reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).