# UPPI, LLC: Form D filing

UPPI, LLC, a pharmaceuticals company in Suwanee, GA, filed a Form D with the SEC in 2011. The latest, on April 5, 2011, reports $105,000 sold of a $1.2 million offering to 3 investors.

Find out what UPPI, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Georgia](https://specstream.ai/data/form-d/state/georgia): 1,337 rows, by operating companies, filed since November 1, 2024, $66.85, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/georgia
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 5400 LAUREL SPRINGS PARKWAY, #405, Suwanee, GA, 30024
- Phone: (770) 205-2651
- Industry: Pharmaceuticals
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2007
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506, Securities Act section 4(6)
- SEC identifier (CIK): 1517437

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 5, 2011 | New notice | $1,200,000 | $105,000 | $1,095,000 | 3 | Mar 21, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1517437/000091406211000185/0000914062-11-000185-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| TOM WILKINSON | Director |  |
| STEPHEN PUTNAL | Director |  |
| RODNEY PROSSER | Director |  |
| LAMAR FOTI | Director |  |
| RICHARD SHERIFF | Executive Officer, Director |  |
| SCOTT BROWER | Executive Officer, Director |  |
| RALEIGH HAMILTON | Executive Officer, Director |  |
| Perry Polsinelli | Executive Officer |  |

## Other pharmaceuticals companies in Georgia that filed recently

- [Laurentide Therapeutics Inc.](https://specstream.ai/data/form-d/company/laurentide-therapeutics-inc-2157396) $99,999 · Sep 28, 2026
- [LifeCyte Innovations, Inc.](https://specstream.ai/data/form-d/company/lifecyte-innovations-inc-2150601) $1 million · Aug 20, 2026

[Every Form D from the week of Apr 4, 2011](https://specstream.ai/data/form-d/week/2011-04-04) · [All recent filings in Georgia](https://specstream.ai/data/form-d/state/georgia) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what UPPI, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).