# Ubuntu Securities Group, Inc: Form D filing

Ubuntu Securities Group, Inc, a financial services company in Lexington, MA, filed a Form D with the SEC in 2010. The latest, on March 29, 2010, reports an offering of $3 million with nothing sold yet.

Find out what Ubuntu Securities Group, Inc does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Massachusetts](https://specstream.ai/data/form-d/state/massachusetts): 1,533 rows, by operating companies, filed since November 1, 2024, $76.65, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/massachusetts
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 17 SOLOMON PIERCE RD., Lexington, MA, 02420
- Phone: (617) 398-0599
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2010
- Revenue range: No Revenues
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1487968

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Mar 29, 2010 | New notice | $3,000,000 | $0 | $3,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1487968/000148796810000001/0001487968-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| George N. Gamota | Executive Officer, Director |  |
| Jason N. Penniman | Executive Officer, Director |  |

[Every Form D from the week of Mar 29, 2010](https://specstream.ai/data/form-d/week/2010-03-29) · [All recent filings in Massachusetts](https://specstream.ai/data/form-d/state/massachusetts) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Ubuntu Securities Group, Inc reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).