# Twain Note Issuer 3 LLC: Form D filing

Twain Note Issuer 3 LLC, a financial services company in St. Louis, MO, filed a Form D with the SEC in 2014. The latest, on February 5, 2014, reports $9.1 million sold of a $9.1 million offering to 3 investors.

Find out what Twain Note Issuer 3 LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Missouri](https://specstream.ai/data/form-d/state/missouri): 379 rows, by operating companies, filed since November 1, 2024, $18.95, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/missouri
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: C/O TWAIN FINANCIAL PARTNERS, 1324 WASHINGTON AVENUE, SUITE 300, St. Louis, MO, 60103
- Phone: (314) 300-4158
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Missouri
- Year incorporated: 2013
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1599004

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 5, 2014 | New notice | $9,121,962 | $9,121,962 | $0 | 3 | Jan 21, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599004/000159900414000001/0001599004-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Keith Alan Willy | Executive Officer |  |
| TWAIN SNMTC LLC Robert TWAIN SNMTC LLC | Executive Officer |  |
| Rosemary Robert Klein | Executive Officer |  |
| Marc Robert Hirshman | Executive Officer |  |
| MATTHEW ELLIS BADLER | Executive Officer |  |

## Other financial services companies in Missouri that filed recently

- [JONES FINANCIAL COMPANIES LLLP](https://specstream.ai/data/form-d/company/jones-financial-companies-lllp-815917) $9,000 · Oct 29, 2026
- [Midwest BankCentre, Inc.](https://specstream.ai/data/form-d/company/midwest-bankcentre-inc-1653561) $22.1 million · Sep 28, 2026

[Every Form D from the week of Feb 3, 2014](https://specstream.ai/data/form-d/week/2014-02-03) · [All recent filings in Missouri](https://specstream.ai/data/form-d/state/missouri) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Twain Note Issuer 3 LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).