# Transphorm, Inc.: Form D filings

Transphorm, Inc., a technology company in Goleta, CA, filed 11 Form D notices with the SEC between 2010 and 2015. The latest, on June 16, 2015, reports $40 million sold of a $70 million offering to 1 investor.

Find out what Transphorm, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Technology](https://specstream.ai/data/form-d/industry/other-technology): 8,166 rows, by operating companies, filed since November 1, 2024, $161.66, or the new rows each week for $19.25 a month. Buy: https://specstream.ai/data/form-d/industry/other-technology

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## Company details from the filing

- Address: 115 CASTILIAN DRIVE, Goleta, CA, 93117
- Phone: (805) 456-1300
- Industry: Other Technology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1400017

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jun 16, 2015 | New notice | $69,999,999 | $39,999,999 | $30,000,000 | 1 | Jun 8, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000140001715000001/0001400017-15-000001-index.htm) |
| Oct 6, 2014 | New notice | $10,000,000 | $10,000,000 | $0 | 1 | Oct 2, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143114033786/0001181431-14-033786-index.htm) |
| Jul 14, 2014 | Amendment | $26,855,603 | $26,855,603 | $0 | 4 | Feb 1, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143114026650/0001181431-14-026650-index.htm) |
| Jul 14, 2014 | Amendment | $26,000,000 | $25,999,995 | $5 | 5 | Dec 6, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143114026648/0001181431-14-026648-index.htm) |
| Feb 6, 2014 | New notice | $15,000,001 | $15,000,001 | $0 | 2 | Feb 1, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143114005469/0001181431-14-005469-index.htm) |
| Dec 18, 2013 | New notice | $20,000,000 | $17,999,989 | $2,000,011 | 4 | Dec 6, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143113063211/0001181431-13-063211-index.htm) |
| Oct 9, 2012 | New notice | $60,000,000 | $34,791,612 | $25,208,388 | 9 | Oct 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143112054152/0001181431-12-054152-index.htm) |
| Jan 3, 2012 | Amendment | $30,500,000 | $30,500,000 | $0 | 9 | Jun 2, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143112000300/0001181431-12-000300-index.htm) |
| Jun 16, 2011 | New notice | $30,000,002 | $24,999,999 | $5,000,003 | 7 | Jun 2, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143111036966/0001181431-11-036966-index.htm) |
| Nov 16, 2010 | New notice | $420,001 | $420,001 | $0 | 3 | Nov 3, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143110055938/0001181431-10-055938-index.htm) |
| May 5, 2010 | New notice | $20,200,000 | $20,200,000 | $0 | 8 | Apr 26, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1400017/000118143110024469/0001181431-10-024469-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Fumihide Esaka | Executive Officer, Director |  |
| Umesh K Mishra | Executive Officer, Director |  |
| David K Kerko | Director |  |
| Michael K White | Director |  |
| Mario K Rivas | Director |  |
| Brittany K Bagley | Director |  |
| Primit K Parikh | Executive Officer |  |
| Eiji K Yatagawa | Director |  |

## Other technology companies in California that filed recently

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- [Krossings, Inc.](https://specstream.ai/data/form-d/company/krossings-inc-2163695) $15,810 · Nov 5, 2026
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[Every Form D from the week of Jun 15, 2015](https://specstream.ai/data/form-d/week/2015-06-15) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what Transphorm, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).