# Three Ocean Partners LLC: Form D filings

Three Ocean Partners LLC, an investment banking company in New York, NY, filed 2 Form D notices with the SEC in 2011. The latest, on August 3, 2011, reports $5 million sold of a $10 million offering to 22 investors.

Find out what Three Ocean Partners LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

- [Watch for new raises](https://specstream.ai/workspace/ask?q=Tell%20me%20when%20Three%20Ocean%20Partners%20LLC%20files%20a%20new%20Form%20D%20or%20reports%20more%20money%20sold%2C%20with%20the%20filing&src=data-formd&kind=alert&entity=Three%20Ocean%20Partners%20LLC&page=%2Fdata%2Fform-d%2Fcompany%2Fthree-ocean-partners-llc-1514539)
- [Get founders and investors](https://specstream.ai/workspace/ask?q=For%20Three%20Ocean%20Partners%20LLC%2C%20find%20what%20the%20company%20does%2C%20its%20website%2C%20the%20founders%20and%20executives%20with%20their%20LinkedIn%20and%20work%20email%2C%20its%20investors%20and%20every%20funding%20round%20with%20the%20amounts%2C%20its%20headcount%20and%20any%20reported%20valuation&src=data-formd&kind=record&entity=Three%20Ocean%20Partners%20LLC&page=%2Fdata%2Fform-d%2Fcompany%2Fthree-ocean-partners-llc-1514539)

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Investment Banking](https://specstream.ai/data/form-d/industry/investment-banking): 94 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investment-banking

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 551 FIFTH AVENUE, SUITE 3800, New York, NY, 10176
- Phone: (212) 230-5000
- Industry: Investment Banking
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2010
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1514539

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 3, 2011 | Amendment | $10,000,000 | $4,975,000 | $5,025,000 | 22 | Mar 4, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1514539/000151453911000003/0001514539-11-000003-index.htm) |
| Mar 11, 2011 | New notice | $10,000,000 | $600,000 | $9,400,000 | 4 | Mar 4, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1514539/000151453911000001/0001514539-11-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| . W TOP Management Services LLC | Executive Officer |  |
| David W Knowlton | Executive Officer |  |

## Other investment banking companies in New York that filed recently

- [GS Finance Corp.](https://specstream.ai/data/form-d/company/gs-finance-corp-1419828) $323,000 · Nov 4, 2026

[Every Form D from the week of Aug 1, 2011](https://specstream.ai/data/form-d/week/2011-08-01) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Investment Banking filings](https://specstream.ai/data/form-d/industry/investment-banking)

Read from SEC EDGAR. Amount sold is what Three Ocean Partners LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).