# TFC HOLDING CO: Form D filings

TFC HOLDING CO, a commercial banking company in Alhambra, CA, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on February 16, 2010, reports an offering of $5.7 million with nothing sold yet.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

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## Company details from the filing

- Address: 1420 E. VALLEY BLVD., Alhambra, CA, 91801
- Phone: (626) 759-9200
- Industry: Commercial Banking
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1157741

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 16, 2010 | New notice | $5,700,000 | $0 | $5,700,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1157741/000115774110000001/0001157741-10-000001-index.htm) |
| Dec 8, 2009 | New notice | $10,000,003 | $0 | $10,000,003 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1157741/000115774109000003/0001157741-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| LiChen B. Herman | Executive Officer, Director |  |
| David B. Hayden | Director |  |
| Robert D. Scott | Executive Officer |  |
| Chris Chan | Executive Officer |  |
| Julie Wang | Executive Officer, Director |  |
| Keng Y. Lu | Director |  |
| Melvin Yee-Sang Hui | Director |  |
| Allen B. Hom | Director |  |
| Peter Bhakta | Executive Officer, Director |  |
| Charles Y. Fenton | Executive Officer |  |
| Duke Lin | Executive Officer, Director |  |
| Vickie Y. Pon | Director |  |
| John B. Hansen | Director |  |

## Other commercial banking companies in California that filed recently

- [PCB Financial, Inc](https://specstream.ai/data/form-d/company/pcb-financial-inc-2002066) $6.4 million · Sep 29, 2026
- [Avidbank Holdings, Inc.](https://specstream.ai/data/form-d/company/avidbank-holdings-inc-1443575) $30 million · Aug 31, 2026

[Every Form D from the week of Feb 15, 2010](https://specstream.ai/data/form-d/week/2010-02-15) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what TFC HOLDING CO reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).