# Swallow Solutions, LLC: Form D filings

Swallow Solutions, LLC, a health care company in Madison, WI, filed 6 Form D notices with the SEC between 2013 and 2017. The latest, on June 19, 2017, reports $726,923 sold of a $912,247 offering to 17 investors.

Find out what Swallow Solutions, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Wisconsin](https://specstream.ai/data/form-d/state/wisconsin): 361 rows, by operating companies, filed since November 1, 2024, $18.05, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/wisconsin
- [Form D filings in Other Health Care](https://specstream.ai/data/form-d/industry/other-health-care): 1,958 rows, by operating companies, filed since November 1, 2024, $97.90, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-health-care

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## Company details from the filing

- Address: 401 CHARMANY DRIVE, SUITE 315, Madison, WI, 53719
- Phone: (608) 238-6678
- Industry: Other Health Care
- Entity type: Limited Liability Company
- Incorporated in: Wisconsin
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1561107

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jun 19, 2017 | New notice | $912,247 | $726,923 | $185,324 | 17 | Jun 9, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000156110717000001/0001561107-17-000001-index.htm) |
| Sep 13, 2016 | New notice | $250,000 | $156,500 | $93,500 | 9 | Aug 31, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000156110716000003/0001561107-16-000003-index.htm) |
| Dec 28, 2015 | New notice | $750,000 | $440,980 | $309,020 | 9 | Dec 16, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000156110715000002/0001561107-15-000002-index.htm) |
| Mar 13, 2015 | Amendment | $3,178,907 | $2,060,130 | $1,118,777 | 22 | Feb 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000156110715000001/0001561107-15-000001-index.htm) |
| Dec 3, 2013 | Amendment | $1,446,000 | $1,446,000 | $0 | 11 | Feb 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000089706913000407/0000897069-13-000407-index.htm) |
| Mar 11, 2013 | New notice | $1,046,000 | $1,046,000 | $0 | 10 | Feb 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1561107/000089706913000191/0000897069-13-000191-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| JoAnne Robbins, Ph.D. | Director |  |
| Raymond Heller | Executive Officer |  |
| Terence F. Kelly | Director |  |
| Eric H. Horler | Executive Officer, Director |  |
| Charles F. Goff | Director |  |
| Jackie H. Hind | Executive Officer |  |
| Linda F. Stern | Director |  |
| Thomas G. F. Schuster | Director |  |
| Robert F. Wood | Director |  |

## Other health care companies in Wisconsin that filed recently

- [Lumoptik, Inc.](https://specstream.ai/data/form-d/company/lumoptik-inc-1778510) $1.5 million · Sep 18, 2026
- [Imaging Kinetics Enterprise, LLC](https://specstream.ai/data/form-d/company/imaging-kinetics-enterprise-llc-2154604) $50,000 · Sep 10, 2026
- [Centaur Health Holdings, Inc.](https://specstream.ai/data/form-d/company/centaur-health-holdings-inc-1688486) $50.4 million · Aug 21, 2026
- [Azura Waunakee, LLC](https://specstream.ai/data/form-d/company/azura-waunakee-llc-2149627) offering · Aug 20, 2026
- [NOVIR, INC.](https://specstream.ai/data/form-d/company/novir-inc-2038096) $3.1 million · Aug 20, 2026
- [Novascan Inc.](https://specstream.ai/data/form-d/company/novascan-inc-1711300) $3.1 million · Aug 18, 2026

[Every Form D from the week of Jun 19, 2017](https://specstream.ai/data/form-d/week/2017-06-19) · [All recent filings in Wisconsin](https://specstream.ai/data/form-d/state/wisconsin) · [All recent Other Health Care filings](https://specstream.ai/data/form-d/industry/other-health-care)

Read from SEC EDGAR. Amount sold is what Swallow Solutions, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).