# Surface Ophthalmics, Inc.: Form D filings

Surface Ophthalmics, Inc., a health care company in Pleasanton, CA, filed 4 Form D notices with the SEC between 2018 and 2021. The latest, on August 13, 2021, reports $25.1 million sold of a $30.6 million offering to 444 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Health Care](https://specstream.ai/data/form-d/industry/other-health-care): 1,958 rows, by operating companies, filed since November 1, 2024, $97.90, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-health-care

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## Company details from the filing

- Address: 5000 HOPYARD ROAD, SUITE 402, Pleasanton, CA, 94588
- Phone: (858) 405-4448
- Industry: Other Health Care
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2017
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1741522

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 13, 2021 | Amendment | $30,578,103 | $25,129,840 | $5,448,263 | 444 | May 28, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1741522/000174152221000004/0001741522-21-000004-index.htm) |
| Jul 12, 2021 | Amendment | $30,000,001 | $22,251,636 | $7,748,365 | 391 | May 28, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1741522/000174152221000003/0001741522-21-000003-index.htm) |
| Jun 10, 2021 | New notice | $30,000,001 | $5,755,365 | $24,244,636 | 93 | May 28, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1741522/000174152221000002/0001741522-21-000002-index.htm) |
| May 22, 2018 | New notice | $19,999,999 | $14,999,998 | $5,000,001 | 1 | May 11, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1741522/000174152218000001/0001741522-18-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Mark Baum | Director |  |
| Kamran Hosseini | Executive Officer, Director |  |
| Shelley Andy Thunen | Director |  |
| Adrienne Andy Graves | Director |  |
| Perry Andy Sternberg | Executive Officer, Director |  |
| Richard Lindstrom | Director |  |
| J. Andy Corley | Director |  |

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- [Upstream Metabolics, Inc.](https://specstream.ai/data/form-d/company/upstream-metabolics-inc-2151718) $50,000 · Sep 29, 2026
- [PFARADIGM Health, Inc.](https://specstream.ai/data/form-d/company/pfaradigm-health-inc-2156162) $31.1 million · Sep 28, 2026
- [Alpfa Medical, Inc.](https://specstream.ai/data/form-d/company/alpfa-medical-inc-2156252) $80.3 million · Sep 28, 2026

[Every Form D from the week of Aug 9, 2021](https://specstream.ai/data/form-d/week/2021-08-09) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Health Care filings](https://specstream.ai/data/form-d/industry/other-health-care)

Read from SEC EDGAR. Amount sold is what Surface Ophthalmics, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).