# STIFEL FINANCIAL CORP: Form D filings

STIFEL FINANCIAL CORP, a financial services company in St. Louis, MO, filed 2 Form D notices with the SEC between 2015 and 2017. The latest, on January 17, 2017, reports $9.4 million sold of a $9.4 million offering to 65 investors.

Find out what STIFEL FINANCIAL CORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Missouri](https://specstream.ai/data/form-d/state/missouri): 379 rows, by operating companies, filed since November 1, 2024, $18.95, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/missouri
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, St. Louis, MO, 63102
- Phone: (314) 342-2000
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Over $100,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 720672

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 17, 2017 | New notice | $9,357,543 | $9,357,543 | $0 | 65 | Jan 3, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/720672/000095013817000071/0000950138-17-000071-index.htm) |
| Jun 17, 2015 | New notice | $73,199,144 | $73,199,144 | $0 | 433 | Jun 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/720672/000095013815000408/0000950138-15-000408-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| John P. Dubinsky | Director |  |
| Ben A. Plotkin | Executive Officer, Director |  |
| Maura F. Markus | Director |  |
| Bruce A. Beda | Director |  |
| Victor J. Nesi | Executive Officer, Director |  |
| James M. Oates | Director |  |
| Thomas B. Michaud | Executive Officer, Director |  |
| David D. Sliney | Executive Officer |  |
| Michael W. Brown | Director |  |
| Mark P. Fisher | Executive Officer |  |
| Michael J. Zimmerman | Director |  |
| Kelvin R. Westbrook | Director |  |
| Thomas W. Weisel | Executive Officer, Director |  |
| Richard J. Himelfarb | Executive Officer, Director |  |
| Thomas P. Mulroy | Executive Officer, Director |  |
| Robert E. Grady | Director |  |
| Kathleen W. Brown | Director |  |
| Frederick O. Hanser | Director |  |
| Ronald J. Kruszewski | Executive Officer, Director |  |
| James M. Zemlyak | Executive Officer, Director |  |

## Other financial services companies in Missouri that filed recently

- [JONES FINANCIAL COMPANIES LLLP](https://specstream.ai/data/form-d/company/jones-financial-companies-lllp-815917) $9,000 · Oct 29, 2026
- [Midwest BankCentre, Inc.](https://specstream.ai/data/form-d/company/midwest-bankcentre-inc-1653561) $22.1 million · Sep 28, 2026

[Every Form D from the week of Jan 16, 2017](https://specstream.ai/data/form-d/week/2017-01-16) · [All recent filings in Missouri](https://specstream.ai/data/form-d/state/missouri) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what STIFEL FINANCIAL CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).