# Stem, Inc.: Form D filings

Stem, Inc., an energy company in Millbrae, CA, filed 8 Form D notices with the SEC between 2009 and 2018. The latest, on January 30, 2018, reports $81.7 million sold of a $133.7 million offering to 25 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Energy](https://specstream.ai/data/form-d/industry/other-energy): 548 rows, by operating companies, filed since November 1, 2024, $27.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-energy

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## Company details from the filing

- Address: 100 ROLLINS ROAD, Millbrae, CA, 94030
- Phone: (415) 937-7846
- Industry: Other Energy
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1462370

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 30, 2018 | New notice | $133,697,181 | $81,687,484 | $52,009,697 | 25 | Jan 19, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237018000001/0001462370-18-000001-index.htm) |
| Apr 14, 2015 | New notice | $34,007,729 | $15,606,191 | $18,401,538 | 3 | Mar 30, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237015000002/0001462370-15-000002-index.htm) |
| Sep 7, 2011 | New notice | $14,270,172 | $10,270,173 | $3,999,999 | 24 | Sep 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237011000003/0001462370-11-000003-index.htm) |
| Apr 20, 2011 | Amendment | $4,000,000 | $2,897,672 | $1,102,328 | 20 | Apr 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237011000001/0001462370-11-000001-index.htm) |
| Dec 14, 2010 | Amendment | $3,000,000 | $2,539,700 | $460,300 | 20 | Apr 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237010000004/0001462370-10-000004-index.htm) |
| Aug 13, 2010 | Amendment | $2,400,000 | $2,223,700 | $176,300 | 20 | Apr 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237010000003/0001462370-10-000003-index.htm) |
| May 4, 2010 | Amendment | $2,000,000 | $1,578,700 | $421,300 | 18 | Apr 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237010000002/0001462370-10-000002-index.htm) |
| Apr 23, 2009 | New notice | $1,500,000 | $200,000 | $1,300,000 | 2 | Apr 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1462370/000146237009000001/0001462370-09-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Catherine Wainwright | Director |  |
| John Carrington | Executive Officer, Director |  |
| William Bush | Executive Officer |  |
| Anup Jacob | Director |  |
| Olivia Steedman | Director |  |
| David Buzby | Director |  |
| Paul Leggett | Director |  |
| Michael Smith | Director |  |
| Zeb Rice | Director |  |
| Go Mizoguchi | Director |  |

## Other energy companies in California that filed recently

- [Dragon Q Energy, Inc.](https://specstream.ai/data/form-d/company/dragon-q-energy-inc-2142639) $1.7 million · Oct 30, 2026
- [Velera Energy LLC](https://specstream.ai/data/form-d/company/velera-energy-llc-2160957) $551,000 · Oct 23, 2026
- [B2U Infrastructure Partners I, LLC](https://specstream.ai/data/form-d/company/b2u-infrastructure-partners-i-llc-2158409) $14.8 million · Oct 22, 2026
- [Sapphire Technologies, Inc.](https://specstream.ai/data/form-d/company/sapphire-technologies-inc-1887783) $8.9 million · Oct 15, 2026
- [Circularity Fuels, Inc.](https://specstream.ai/data/form-d/company/circularity-fuels-inc-2147938) $8.8 million · Oct 14, 2026
- [Aikido Technologies, Inc.](https://specstream.ai/data/form-d/company/aikido-technologies-inc-2026799) $1.7 million · Oct 8, 2026

[Every Form D from the week of Jan 29, 2018](https://specstream.ai/data/form-d/week/2018-01-29) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Energy filings](https://specstream.ai/data/form-d/industry/other-energy)

Read from SEC EDGAR. Amount sold is what Stem, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).