# Square 1 Financial Inc: Form D filings

Square 1 Financial Inc, a commercial banking company in Durham, NC, filed 5 Form D notices with the SEC between 2010 and 2012. The latest, on December 19, 2012, reports $778,250 sold of a $778,250 offering to 17 investors.

Find out what Square 1 Financial Inc does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina): 984 rows, by operating companies, filed since November 1, 2024, $49.20, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/north-carolina
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 406 BLACKWELL STREET, SUITE 240, Durham, NC, 27701
- Phone: (919) 314-3040
- Industry: Commercial Banking
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1329799

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 19, 2012 | New notice | $778,250 | $778,250 | $0 | 17 | Dec 6, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1329799/000090965412000379/0000909654-12-000379-index.htm) |
| Nov 27, 2012 | New notice | $1,843,985 | $1,843,985 | $0 | 6 | Nov 15, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1329799/000090965412000366/0000909654-12-000366-index.htm) |
| Oct 1, 2012 | New notice | $20,617,135 | $20,617,135 | $0 | 4 | Sep 27, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1329799/000090965412000316/0000909654-12-000316-index.htm) |
| Jun 7, 2010 | Amendment | $48,500,006 | $48,500,006 | $0 | 25 | Feb 24, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1329799/000090965410000292/0000909654-10-000292-index.htm) |
| Mar 11, 2010 | New notice | $48,000,000 | $1,931,250 | $46,068,750 | 1 | Feb 24, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1329799/000132979910000003/0001329799-10-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| John T. Pietrzak | Director |  |
| William F. Grant, III | Director |  |
| Susan G. Casey | Director |  |
| Patrick Kirk Oakes | Executive Officer |  |
| W. Kirk Wycoff | Director |  |
| Robert H. Scott | Director |  |
| Paul R. Burke | Director |  |
| Lee H. Settle | Director |  |
| Daniel R. Mathis | Director |  |
| Robert E. Keith, Jr. | Director |  |
| Robert S. Muehlenbeck | Director |  |
| Norman P. Creighton | Director |  |
| Adrian N. Wilson | Executive Officer |  |
| Gregory B. Thompson | Executive Officer |  |
| Douglas H. Bowers | Executive Officer, Director |  |

[Every Form D from the week of Dec 17, 2012](https://specstream.ai/data/form-d/week/2012-12-17) · [All recent filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what Square 1 Financial Inc reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).
