# Spinal Balance, Inc.: Form D filings

Spinal Balance, Inc., a biotechnology company in Swanton, OH, filed 8 Form D notices with the SEC between 2015 and 2020. The latest, on April 29, 2020, reports $4.3 million sold of a $5 million offering to 34 investors.

Find out what Spinal Balance, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 11360 South Airfield Road, Swanton, OH, 43558
- Phone: (419) 530-5940
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Ohio
- Revenue range: $1,000,001 - $5,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1658710

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 29, 2020 | Amendment | $5,000,000 | $4,290,300 | $709,700 | 34 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871020000001/0001658710-20-000001-index.htm) |
| Aug 20, 2019 | Amendment | $5,000,000 | $3,990,300 | $1,009,700 | 31 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871019000002/0001658710-19-000002-index.htm) |
| May 2, 2019 | Amendment | $4,000,000 | $3,740,300 | $259,700 | 30 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871019000001/0001658710-19-000001-index.htm) |
| Nov 6, 2018 | Amendment | $4,000,000 | $3,090,300 | $909,700 | 22 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871018000002/0001658710-18-000002-index.htm) |
| May 11, 2018 | Amendment | $3,000,000 | $2,840,300 | $159,700 | 17 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871018000001/0001658710-18-000001-index.htm) |
| May 19, 2017 | Amendment | $3,000,000 | $600,000 | $2,400,000 | 8 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871017000002/0001658710-17-000002-index.htm) |
| Jun 3, 2016 | Amendment | $3,000,000 | $500,000 | $2,500,000 | 6 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871016000003/0001658710-16-000003-index.htm) |
| Nov 18, 2015 | New notice | $3,000,000 | $100,000 | $2,900,000 | 1 | Nov 10, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1658710/000165871015000001/0001658710-15-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Arthur K Karas | Director |  |
| Anand K Agarwal | Executive Officer, Director |  |
| Vijay K Goel | Executive Officer, Director |  |

## Other biotechnology companies in Ohio that filed recently

- [LAACClamp Inc.](https://specstream.ai/data/form-d/company/laacclamp-inc-2104335) $900,000 · Oct 5, 2026
- [Autology, Inc.](https://specstream.ai/data/form-d/company/autology-inc-2154840) $3.4 million · Sep 30, 2026

[Every Form D from the week of Apr 27, 2020](https://specstream.ai/data/form-d/week/2020-04-27) · [All recent filings in Ohio](https://specstream.ai/data/form-d/state/ohio) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what Spinal Balance, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).