# Solar Mosaic, Inc.: Form D filings

Solar Mosaic, Inc., a financial services company in Oakland, CA, filed 28 Form D notices with the SEC between 2011 and 2016. The latest, on August 23, 2016, reports $40.7 million sold of an offering with no set size to 45 investors.

Find out what Solar Mosaic, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 1212 Broadway, 3rd Floor, Oakland, CA, 94612
- Phone: (510) 746-8602
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1523221

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 23, 2016 | New notice | Indefinite | $40,682,980 | Indefinite | 45 | Aug 4, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322116000003/0001523221-16-000003-index.htm) |
| Aug 18, 2016 | Amendment | $19,151,782 | $19,151,782 | $0 | 35 | Apr 23, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322116000002/0001523221-16-000002-index.htm) |
| Sep 18, 2015 | New notice | $7,500,000 | $3,732,522 | $3,767,478 | 8 | Apr 23, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322115000001/0001523221-15-000001-index.htm) |
| Mar 13, 2014 | New notice | $8,864,901 | $6,477,005 | $2,387,896 | 35 | Feb 27, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000006/0001523221-14-000006-index.htm) |
| Mar 4, 2014 | New notice | $202,575 | $202,575 | $0 | 128 | Feb 28, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000005/0001523221-14-000005-index.htm) |
| Feb 19, 2014 | New notice | $371,775 | $371,775 | $0 | 165 | Feb 18, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000004/0001523221-14-000004-index.htm) |
| Feb 19, 2014 | New notice | $388,825 | $388,825 | $0 | 154 | Feb 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000003/0001523221-14-000003-index.htm) |
| Feb 19, 2014 | New notice | $255,025 | $255,025 | $0 | 59 | Feb 6, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000002/0001523221-14-000002-index.htm) |
| Feb 19, 2014 | New notice | $233,875 | $233,875 | $0 | 36 | Feb 6, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322114000001/0001523221-14-000001-index.htm) |
| Nov 26, 2013 | New notice | $387,025 | $387,025 | $0 | 140 | Nov 19, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000013/0001523221-13-000013-index.htm) |
| Oct 1, 2013 | New notice | $294,775 | $294,775 | $0 | 149 | Sep 3, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000012/0001523221-13-000012-index.htm) |
| Jul 10, 2013 | New notice | $450,000 | $450,000 | $0 | 154 | Jun 28, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000011/0001523221-13-000011-index.htm) |
| Jun 25, 2013 | New notice | $210,000 | $210,000 | $0 | 85 | Jun 12, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000010/0001523221-13-000010-index.htm) |
| Apr 26, 2013 | New notice | $247,050 | $247,050 | $0 | 196 | Apr 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000009/0001523221-13-000009-index.htm) |
| Apr 23, 2013 | New notice | $2,500,000 | $2,500,000 | $0 | 21 | Feb 13, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000008/0001523221-13-000008-index.htm) |
| Mar 15, 2013 | New notice | $350,000 | $350,000 | $0 | 263 | Mar 5, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000007/0001523221-13-000007-index.htm) |
| Feb 8, 2013 | Amendment | $95,275 | $95,275 | $0 | 267 | Jan 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000006/0001523221-13-000006-index.htm) |
| Feb 8, 2013 | Amendment | $40,350 | $40,350 | $0 | 137 | Jan 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000005/0001523221-13-000005-index.htm) |
| Feb 7, 2013 | New notice | $40,575 | $40,575 | $0 | 137 | Jan 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000004/0001523221-13-000004-index.htm) |
| Feb 7, 2013 | New notice | $96,125 | $96,125 | $0 | 267 | Jan 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000003/0001523221-13-000003-index.htm) |
| Feb 7, 2013 | New notice | $92,250 | $92,250 | $0 | 201 | Jan 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000002/0001523221-13-000002-index.htm) |
| Feb 6, 2013 | New notice | $25,550 | $25,550 | $0 | 53 | Jan 31, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322113000001/0001523221-13-000001-index.htm) |
| Oct 10, 2012 | New notice | $40,325 | $40,325 | $0 | 51 | Oct 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322112000009/0001523221-12-000009-index.htm) |
| Sep 27, 2012 | Amendment | $3,426,733 | $3,426,733 | $0 | 27 | May 14, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322112000007/0001523221-12-000007-index.htm) |
| Sep 27, 2012 | Amendment | $3,696,736 | $3,696,736 | $0 | 27 | May 14, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322112000006/0001523221-12-000006-index.htm) |
| May 30, 2012 | New notice | $2,776,742 | $2,506,739 | $270,003 | 19 | May 14, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322112000002/0001523221-12-000002-index.htm) |
| May 15, 2012 | New notice | Indefinite | $395,000 | Indefinite | 6 | Oct 24, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322112000001/0001523221-12-000001-index.htm) |
| Jun 15, 2011 | New notice | $400,000 | $150,000 | $250,000 | 2 | Jun 2, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1523221/000152322111000001/0001523221-11-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Tom Dinwoodie | Director |  |
| Daniel Rosen | Executive Officer, Director |  |
| Bruce Ledesma | Executive Officer |  |
| William Parish | Executive Officer, Director |  |
| Lisa Gansky | Director |  |
| Theodore Fawcett | Executive Officer |  |
| Olaf Janke | Executive Officer |  |
| Eric Watson | Executive Officer |  |
| Anthony Bako | Executive Officer |  |
| Robert Kelly | Director |  |

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[Every Form D from the week of Aug 22, 2016](https://specstream.ai/data/form-d/week/2016-08-22) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Solar Mosaic, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).