# Smith, Moore & Co.: Form D filings

Smith, Moore & Co., a financial services company in St. Louis, MO, filed 5 Form D notices with the SEC between 2009 and 2015. The latest, on May 7, 2015, reports $341,035 sold of a $341,035 offering to 14 investors.

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## The full lists

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- [Form D filings in Missouri](https://specstream.ai/data/form-d/state/missouri): 379 rows, by operating companies, filed since November 1, 2024, $18.95, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/missouri
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 7777 BONHOMME AVE., SUITE 2400, St. Louis, MO, 63105
- Phone: (314) 727-5225
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Missouri
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1466384

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 7, 2015 | New notice | $341,035 | $341,035 | $0 | 14 | Apr 27, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1466384/000146638415000001/0001466384-15-000001-index.htm) |
| Jun 7, 2012 | New notice | $119,084 | $89,313 | $29,771 | 3 | May 30, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1466384/000146638412000001/0001466384-12-000001-index.htm) |
| Mar 11, 2011 | New notice | $1,143,106 | $1,143,106 | $0 | 14 | Mar 7, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1466384/000145985311000002/0001459853-11-000002-index.htm) |
| Sep 22, 2009 | New notice | $348,706 | $0 | $348,706 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1466384/000114036109021477/0001140361-09-021477-index.htm) |
| Jun 24, 2009 | New notice | $564,596 | $0 | $564,596 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1466384/000146638409000001/0001466384-09-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Stewart J. Deutsch | Executive Officer, Director |  |
| Timothy E. Schulte | Executive Officer, Director |  |
| Donna B. Frederick | Executive Officer, Director |  |
| Thomas A. Gonsalves | Executive Officer, Director |  |
| Randy A. Rhyner | Director |  |
| Kent A. Schmidt | Director |  |

## Other financial services companies in Missouri that filed recently

- [JONES FINANCIAL COMPANIES LLLP](https://specstream.ai/data/form-d/company/jones-financial-companies-lllp-815917) $9,000 · Oct 29, 2026
- [Midwest BankCentre, Inc.](https://specstream.ai/data/form-d/company/midwest-bankcentre-inc-1653561) $22.1 million · Sep 28, 2026

[Every Form D from the week of May 4, 2015](https://specstream.ai/data/form-d/week/2015-05-04) · [All recent filings in Missouri](https://specstream.ai/data/form-d/state/missouri) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Smith, Moore & Co. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).