# SMA Associates LLC: Form D filing

SMA Associates LLC, an investing company in Old Greenwich, CT, filed a Form D with the SEC in 2015. The latest, on July 23, 2015, reports $4.7 million sold of a $4.7 million offering to 101 investors.

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## The full lists

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- [Form D filings in Investing](https://specstream.ai/data/form-d/industry/investing): 1,820 rows, by operating companies, filed since November 1, 2024, $91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investing

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## Company details from the filing

- Address: 1700 EAST PUTNAM AVENUE, 3RD FLOOR, Old Greenwich, CT, 06870
- Phone: (561) 799-5573
- Industry: Investing
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2015
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1638781

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 23, 2015 | New notice | $4,718,972 | $4,718,972 | $0 | 101 | Jul 14, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1638781/000163878115000001/0001638781-15-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Joseph Whelihan | Executive Officer, Director |  |

## Other investing companies in Connecticut that filed recently

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- [TSB BD BF Consano III A LLC](https://specstream.ai/data/form-d/company/tsb-bd-bf-consano-iii-a-llc-2159174) $4 million · Oct 7, 2026
- [Energea Project 1 LLC](https://specstream.ai/data/form-d/company/energea-project-1-llc-1918162) $3.8 million · Oct 5, 2026

[Every Form D from the week of Jul 20, 2015](https://specstream.ai/data/form-d/week/2015-07-20) · [All recent filings in Connecticut](https://specstream.ai/data/form-d/state/connecticut) · [All recent Investing filings](https://specstream.ai/data/form-d/industry/investing)

Read from SEC EDGAR. Amount sold is what SMA Associates LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).