# SM Equity Fund, LLC: Form D filings

SM Equity Fund, LLC, a company in Iowa City, IA, filed 2 Form D notices with the SEC between 2011 and 2012. The latest, on February 15, 2012, reports $925,000 sold of a $5 million offering to 13 investors.

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## The full lists

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- [Form D filings in Iowa](https://specstream.ai/data/form-d/state/iowa): 206 rows, by operating companies, filed since November 1, 2024, $10.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/iowa
- [Form D filings in other industries](https://specstream.ai/data/form-d/industry/other): 9,873 rows, by operating companies, filed since November 1, 2024, $178.73, or the new rows each week for $19.10 a month. Buy: https://specstream.ai/data/form-d/industry/other

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## Company details from the filing

- Address: 332 S. LINN STREET, SUITE 18, Iowa City, IA, 52240
- Phone: (319) 339-0220
- Industry: Other
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1513989

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 15, 2012 | Amendment | $5,000,000 | $925,000 | $4,075,000 | 13 | Feb 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1513989/000151398912000001/0001513989-12-000001-index.htm) |
| Apr 21, 2011 | New notice | $5,000,000 | $50,000 | $4,950,000 | 2 | Feb 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1513989/000151398911000001/0001513989-11-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Thomas R. Shane | Executive Officer |  |
| Brian Mitchell | Executive Officer, Promoter |  |

## Other companies in Iowa that filed recently

- [Skroot Laboratory Inc.](https://specstream.ai/data/form-d/company/skroot-laboratory-inc-2162238) $220,000 · Nov 6, 2026
- [NEIGHBORHOOD FINANCE Corp](https://specstream.ai/data/form-d/company/neighborhood-finance-corp-874312) $14.2 million · Oct 28, 2026
- [Lola's Fine Sauces, Inc.](https://specstream.ai/data/form-d/company/lola-s-fine-sauces-inc-1788553) $600,480 · Sep 8, 2026

[Every Form D from the week of Feb 13, 2012](https://specstream.ai/data/form-d/week/2012-02-13) · [All recent filings in Iowa](https://specstream.ai/data/form-d/state/iowa) · [All recent Other filings](https://specstream.ai/data/form-d/industry/other)

Read from SEC EDGAR. Amount sold is what SM Equity Fund, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).
