# Simple Alternatives, LLC: Form D filings

Simple Alternatives, LLC, an investing company in Ridgefield, CT, filed 4 Form D notices with the SEC between 2010 and 2014. The latest, on January 9, 2014, reports $1 million sold of a $1 million offering to 1 investor.

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## The full lists

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- [Form D filings in Investing](https://specstream.ai/data/form-d/industry/investing): 1,820 rows, by operating companies, filed since November 1, 2024, $91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investing

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## Company details from the filing

- Address: 90 GROVE STREET, SUITE 205, Ridgefield, CT, 06877
- Phone: (203) 403-4177
- Industry: Investing
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2009
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1486822

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 9, 2014 | New notice | $1,000,000 | $1,000,000 | $0 | 1 | Dec 13, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1486822/000148682214000002/0001486822-14-000002-index.htm) |
| Feb 15, 2012 | New notice | Indefinite | $100,000 | Indefinite | 1 | Feb 1, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1486822/000148682212000001/0001486822-12-000001-index.htm) |
| Jan 18, 2011 | New notice | Indefinite | $750,000 | Indefinite | 1 | Jan 5, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1486822/000148682211000002/0001486822-11-000002-index.htm) |
| Mar 18, 2010 | New notice | $2,500,000 | $0 | $2,500,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1486822/000148682210000001/0001486822-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Paul Joseph Rossi | Executive Officer, Promoter |  |
| Lelia Marie Long | Executive Officer, Promoter |  |
| James K. Dilworth | Executive Officer, Promoter |  |
| Francis Joshua Kernan | Executive Officer, Promoter |  |

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- [Energea Project 1 LLC](https://specstream.ai/data/form-d/company/energea-project-1-llc-1918162) $3.8 million · Oct 5, 2026

[Every Form D from the week of Jan 6, 2014](https://specstream.ai/data/form-d/week/2014-01-06) · [All recent filings in Connecticut](https://specstream.ai/data/form-d/state/connecticut) · [All recent Investing filings](https://specstream.ai/data/form-d/industry/investing)

Read from SEC EDGAR. Amount sold is what Simple Alternatives, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).