# Sawtooth Capital LLC: Form D filings

Sawtooth Capital LLC, an investment banking company in Newburgh, NY, filed 4 Form D notices with the SEC between 2009 and 2010. The latest, on March 10, 2010, reports $900,000 sold of an offering with no set size to 13 investors.

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## The full lists

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- [Form D filings in Investment Banking](https://specstream.ai/data/form-d/industry/investment-banking): 94 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investment-banking

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## Company details from the filing

- Address: 19 FRONT STREET, SUITE 3N, Newburgh, NY, 12550
- Phone: (202) 386-8223
- Industry: Investment Banking
- Entity type: Limited Liability Company
- Incorporated in: New York
- Year incorporated: 2009
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 504, Rule 505, Rule 504(b)(1)(i), Rule 506, Rule 504(b)(1)(ii), Securities Act section 4(6), Rule 504(b)(1)(iii)
- SEC identifier (CIK): 1477731

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Mar 10, 2010 | Amendment | Indefinite | $900,000 | Indefinite | 13 | Nov 20, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1477731/000147773110000002/0001477731-10-000002-index.htm) |
| Feb 5, 2010 | New notice | Indefinite | $570,000 | Indefinite | 13 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1477731/000147773110000001/0001477731-10-000001-index.htm) |
| Dec 28, 2009 | New notice | Indefinite | $1 | Indefinite | 12 | Nov 20, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1477731/000147773109000002/0001477731-09-000002-index.htm) |
| Dec 3, 2009 | New notice | Indefinite | $900,000 | Indefinite | 10 | Nov 20, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1477731/000147773109000001/0001477731-09-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Dominic Joseph Cornelius | Executive Officer |  |
| Brud Rudolph Rossmann | Executive Officer |  |

## Other investment banking companies in New York that filed recently

- [GS Finance Corp.](https://specstream.ai/data/form-d/company/gs-finance-corp-1419828) $323,000 · Nov 4, 2026

[Every Form D from the week of Mar 8, 2010](https://specstream.ai/data/form-d/week/2010-03-08) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Investment Banking filings](https://specstream.ai/data/form-d/industry/investment-banking)

Read from SEC EDGAR. Amount sold is what Sawtooth Capital LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).