# RUBICON LTD: Form D filings

RUBICON LTD, a company in Auckland, New Zealand, filed 2 Form D notices with the SEC between 2010 and 2012. The latest, on July 20, 2012, reports $15.7 million sold of a $15.7 million offering to 1,772 investors.

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## The full lists

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## Company details from the filing

- Address: Level 3, 7-9 Fanshawe Street, Auckland, New Zealand, 1145
- Phone: (649) 356-9800
- Industry: Other
- Entity type: Limited Liability Company
- Incorporated in: New Zealand
- Revenue range: Over $100,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1287873

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 20, 2012 | New notice | $15,700,000 | $15,700,000 | $0 | 1772 | Jul 6, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1287873/000114036112033559/0001140361-12-033559-index.htm) |
| Apr 13, 2010 | New notice | $14,700,000 | $14,700,000 | $0 | 3076 | Mar 31, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1287873/000114036110016325/0001140361-10-016325-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| William Albert Hasler | Director |  |
| Simon Luke Moriarty | Executive Officer, Director |  |
| Hugh Alasdair Fletcher | Director |  |
| David Mabon Knott | Director |  |
| Stephen Garfield Kasnet | Director |  |
| George Luke Karaplis | Director |  |

[Every Form D from the week of Jul 16, 2012](https://specstream.ai/data/form-d/week/2012-07-16) · [All recent Other filings](https://specstream.ai/data/form-d/industry/other)

Read from SEC EDGAR. Amount sold is what RUBICON LTD reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).