# Rothy's, Inc.: Form D filings

Rothy's, Inc., a retailing company in San Francisco, CA, filed 2 Form D notices with the SEC between 2017 and 2022. The latest, on July 28, 2022, reports $473.2 million sold of a $473.2 million offering to 1 investor.

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## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Retailing](https://specstream.ai/data/form-d/industry/retailing): 461 rows, by operating companies, filed since November 1, 2024, $23.05, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/retailing

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 807 Montgomery Street, San Francisco, CA, 94133
- Phone: (415) 250-3137
- Industry: Retailing
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1712538

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 28, 2022 | New notice | $473,240,103 | $473,240,103 | $0 | 1 | Dec 20, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1712538/000128832022000001/0001288320-22-000001-index.htm) |
| Aug 4, 2017 | New notice | $5,091,225 | $5,091,225 | $0 | 23 | Apr 26, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1712538/000171253817000003/0001712538-17-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| T. Marie Satterfield | Executive Officer |  |
| Jenny Roth Ming | Director |  |
| Pablo Roth Sande | Director |  |
| Dayna Roth Quanbeck | Executive Officer, Director |  |
| Jeremy Roth Liew | Director |  |
| Marcelo Roth Pereira Lopes De Medeiros | Director |  |
| Stephen P. Hawthornthwaite | Executive Officer, Director |  |
| W. Roth Martin | Executive Officer, Director |  |
| Roberto Roth Funari | Director |  |
| Stacey Roth Brown | Director |  |

## Other retailing companies in California that filed recently

- [Happy Cow Foods Inc.](https://specstream.ai/data/form-d/company/happy-cow-foods-inc-2163740) $7.1 million · Nov 9, 2026
- [Original Watermen, Inc.](https://specstream.ai/data/form-d/company/original-watermen-inc-2157133) $2.9 million · Nov 4, 2026
- [RAZ Enterprises Inc.](https://specstream.ai/data/form-d/company/raz-enterprises-inc-2159569) $2.7 million · Oct 23, 2026
- [ALLASTING CORP](https://specstream.ai/data/form-d/company/allasting-corp-1968207) $394,100 · Oct 16, 2026
- [Ligeia, inc.](https://specstream.ai/data/form-d/company/ligeia-inc-2157454) $50,000 · Oct 1, 2026
- [SIGNATURE PREMIUM BRANDS, LLC](https://specstream.ai/data/form-d/company/signature-premium-brands-llc-2157586) offering · Sep 28, 2026
- [Drive Lab Inc.](https://specstream.ai/data/form-d/company/drive-lab-inc-2066237) $20,000 · Sep 4, 2026
- [Alethia Vitality, Inc.](https://specstream.ai/data/form-d/company/alethia-vitality-inc-2147250) $25,000 · Sep 1, 2026

[Every Form D from the week of Jul 25, 2022](https://specstream.ai/data/form-d/week/2022-07-25) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Retailing filings](https://specstream.ai/data/form-d/industry/retailing)

Read from SEC EDGAR. Amount sold is what Rothy's, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).