# root9B Technologies, Inc.: Form D filings

root9B Technologies, Inc., a business services company in Charlotte, NC, filed 18 Form D notices with the SEC between 2010 and 2016. The latest, on September 26, 2016, reports $3.6 million sold of a $10 million offering to 6 investors.

Find out what root9B Technologies, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

- [Watch for new raises](https://specstream.ai/workspace/ask?q=Tell%20me%20when%20root9B%20Technologies%2C%20Inc.%20files%20a%20new%20Form%20D%20or%20reports%20more%20money%20sold%2C%20with%20the%20filing&src=data-formd&kind=alert&entity=root9B%20Technologies%2C%20Inc.&page=%2Fdata%2Fform-d%2Fcompany%2Froot9b-technologies-inc-1272550)
- [Get founders and investors](https://specstream.ai/workspace/ask?q=For%20root9B%20Technologies%2C%20Inc.%2C%20find%20what%20the%20company%20does%2C%20its%20website%2C%20the%20founders%20and%20executives%20with%20their%20LinkedIn%20and%20work%20email%2C%20its%20investors%20and%20every%20funding%20round%20with%20the%20amounts%2C%20its%20headcount%20and%20any%20reported%20valuation&src=data-formd&kind=record&entity=root9B%20Technologies%2C%20Inc.&page=%2Fdata%2Fform-d%2Fcompany%2Froot9b-technologies-inc-1272550)

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina): 984 rows, by operating companies, filed since November 1, 2024, $49.20, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/north-carolina
- [Form D filings in Business Services](https://specstream.ai/data/form-d/industry/business-services): 760 rows, by operating companies, filed since November 1, 2024, $38, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/business-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 4521 SHARON ROAD, SUITE 300, Charlotte, NC, 28211
- Phone: (704) 521-8077
- Industry: Business Services
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1272550

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 26, 2016 | New notice | $10,000,000 | $3,636,000 | $6,364,000 | 6 | Sep 9, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000165495416002381/0001654954-16-002381-index.htm) |
| Dec 2, 2015 | New notice | $7,700,000 | $845,750 | $6,854,250 | 4 | Nov 5, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135448815005360/0001354488-15-005360-index.htm) |
| Aug 13, 2015 | New notice | $0 | $0 | $0 | 2 | Aug 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036115031632/0001140361-15-031632-index.htm) |
| Mar 17, 2015 | New notice | $4,055,498 | $4,055,498 | $0 | 17 | Mar 12, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036115012113/0001140361-15-012113-index.htm) |
| Feb 20, 2015 | New notice | $7,353,753 | $7,353,753 | $0 | 1 | Feb 9, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036115008143/0001140361-15-008143-index.htm) |
| Dec 3, 2014 | Amendment | $2,000,000 | $1,800,000 | $200,000 | 7 | Oct 23, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036114043999/0001140361-14-043999-index.htm) |
| Nov 6, 2014 | New notice | $2,000,000 | $1,250,000 | $750,000 | 5 | Oct 23, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036114040538/0001140361-14-040538-index.htm) |
| Jul 2, 2013 | Amendment | $1,000,000 | $750,000 | $250,000 | 6 | Nov 16, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036113026996/0001140361-13-026996-index.htm) |
| Mar 7, 2013 | Amendment | $15,000,000 | $13,126,000 | $1,874,000 | 118 | Dec 26, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036113011159/0001140361-13-011159-index.htm) |
| Jan 31, 2013 | Amendment | $15,000,000 | $11,100,100 | $3,899,900 | 99 | Dec 26, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036113003909/0001140361-13-003909-index.htm) |
| Jan 8, 2013 | New notice | $15,000,000 | $7,046,000 | $7,954,000 | 38 | Dec 26, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036113001419/0001140361-13-001419-index.htm) |
| Jan 8, 2013 | New notice | $1,000,000 | $750,000 | $250,000 | 7 | Nov 16, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000114036113001416/0001140361-13-001416-index.htm) |
| Mar 9, 2011 | New notice | $5,000,000 | $5,000,000 | $0 | 2 | Mar 3, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074411000001/0001350744-11-000001-index.htm) |
| Dec 22, 2010 | New notice | $560,000 | $112,000 | $448,000 | 4 | Dec 6, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074410000005/0001350744-10-000005-index.htm) |
| Jul 6, 2010 | Amendment | $1,120,000 | $672,000 | $448,000 | 19 | Apr 30, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074410000004/0001350744-10-000004-index.htm) |
| Jun 2, 2010 | New notice | $350,000 | $350,000 | $0 | 1 | May 21, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074410000003/0001350744-10-000003-index.htm) |
| Jun 2, 2010 | Amendment | $1,120,000 | $602,000 | $518,000 | 17 | Apr 30, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074410000002/0001350744-10-000002-index.htm) |
| May 17, 2010 | New notice | $1,120,000 | $364,000 | $756,000 | 8 | Apr 30, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1272550/000135074410000001/0001350744-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Seymour J. Siegel | Director |  |
| Kevin J. Carnahan | Director |  |
| Joseph J. Grano, Jr. | Executive Officer, Director |  |
| Gregory J. Morris | Director |  |
| Michael J. Effinger | Executive Officer |  |
| Cary J. Sucoff | Director |  |
| Daniel J. Wachtler | Executive Officer, Director |  |
| Eric J. Hipkins | Executive Officer, Director |  |
| Anothony J. Sartor | Director |  |
| Isaac J. Blech | Director |  |

## Other business services companies in North Carolina that filed recently

- [16S Irrigation Investors LLC](https://specstream.ai/data/form-d/company/16s-irrigation-investors-llc-2100882) $5.6 million · Sep 25, 2026
- [Waitly, Inc.](https://specstream.ai/data/form-d/company/waitly-inc-2148251) $2.5 million · Aug 31, 2026
- [Russellville Rentals LLC](https://specstream.ai/data/form-d/company/russellville-rentals-llc-2083570) $5.3 million · Aug 26, 2026

[Every Form D from the week of Sep 26, 2016](https://specstream.ai/data/form-d/week/2016-09-26) · [All recent filings in North Carolina](https://specstream.ai/data/form-d/state/north-carolina) · [All recent Business Services filings](https://specstream.ai/data/form-d/industry/business-services)

Read from SEC EDGAR. Amount sold is what root9B Technologies, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).