# ROCKY MOUNTAIN CAPITAL: Form D filings

ROCKY MOUNTAIN CAPITAL, a financial services company in Rock Springs, WY, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on February 10, 2010, reports $9.2 million sold of a $9.2 million offering to 20 investors.

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## The full lists

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- [Form D filings in Wyoming](https://specstream.ai/data/form-d/state/wyoming): 454 rows, by operating companies, filed since November 1, 2024, $22.70, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/wyoming
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 2515 Foothill Boulevard, Rock Springs, WY, 82901
- Phone: (307) 732-2265
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Wyoming
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1336925

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 10, 2010 | Amendment | $9,232,730 | $9,232,730 | $0 | 20 | Jun 12, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1336925/000133692510000001/0001336925-10-000001-index.htm) |
| Jun 23, 2009 | New notice | $3,100,000 | $2,838,980 | $261,020 | 11 | Jun 12, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1336925/000133692509000005/0001336925-09-000005-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Kevin Wilson | Director |  |
| Mark Heineken | Executive Officer |  |
| Michael Rubenstein | Executive Officer |  |
| Clayton Andrews | Director |  |
| Mark Hendrickson | Executive Officer, Director |  |
| Joseph Martinez | Executive Officer |  |
| Marc Wolpow | Director |  |
| Coleman Andrews | Executive Officer, Director |  |
| Tina Martinez | Executive Officer |  |

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[Every Form D from the week of Feb 8, 2010](https://specstream.ai/data/form-d/week/2010-02-08) · [All recent filings in Wyoming](https://specstream.ai/data/form-d/state/wyoming) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what ROCKY MOUNTAIN CAPITAL reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).