# Rocket Pharmaceuticals Ltd.: Form D filings

Rocket Pharmaceuticals Ltd., a biotechnology company in Grand Cayman, Cayman Islands, filed 3 Form D notices with the SEC between 2016 and 2017. The latest, on May 5, 2017, reports $25.1 million sold of a $30.1 million offering to 15 investors.

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## Company details from the filing

- Address: CO Services Cayman Limited, PO Box 10008, WILLOW HOUSE, CRICKET SQUARE, Grand Cayman, Cayman Islands, KY1-1
- Phone: (345) 749-2000
- Industry: Biotechnology
- Entity type: Other (Cayman Islands exempted company)
- Incorporated in: Cayman Islands
- Year incorporated: 2015
- Revenue range: No Revenues
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1663128

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 5, 2017 | Amendment | $30,075,000 | $25,137,888 | $4,937,112 | 15 | Feb 14, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1663128/000166312817000002/0001663128-17-000002-index.htm) |
| Mar 2, 2017 | New notice | $30,075,000 | $12,024,787 | $18,050,213 | 11 | Feb 14, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1663128/000161231917000002/0001612319-17-000002-index.htm) |
| Jan 15, 2016 | New notice | $37,963,000 | $16,425,000 | $21,538,000 | 16 | Dec 21, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1663128/000166312816000002/0001663128-16-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Naveen Yalamanchi | Director |  |
| Gaurav Shah | Executive Officer |  |
| Roderick Wong | Director |  |

[Every Form D from the week of May 1, 2017](https://specstream.ai/data/form-d/week/2017-05-01) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what Rocket Pharmaceuticals Ltd. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).