# ROC Surgery, LLC: Form D filing

ROC Surgery, LLC, a hospitals and physicians company in Indianapolis, IN, filed a Form D with the SEC in 2011. The latest, on January 5, 2011, reports $2 million sold of a $2.3 million offering to 14 investors.

Find out what ROC Surgery, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Hospitals and Physicians](https://specstream.ai/data/form-d/industry/hospitals-and-physicians): 76 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/hospitals-and-physicians

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## Company details from the filing

- Address: 340 WEST 10TH STREET, 2ND FLOOR, Indianapolis, IN, 46202
- Phone: (317) 962-1022
- Industry: Hospitals and Physicians
- Entity type: Limited Liability Company
- Incorporated in: Indiana
- Year incorporated: 2009
- Revenue range: $5,000,001 - $25,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1509498

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 5, 2011 | New notice | $2,250,000 | $1,950,000 | $300,000 | 14 | Nov 1, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1509498/000114036111001366/0001140361-11-001366-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Jean Molleston, MD | Director |  |
| Fred Rescorla, MD | Director |  |
| Brett Lee | Director |  |
| Jeffrey Sperring | Director |  |
| Scott Black | Director |  |
| John Emhardt, MD | Executive Officer, Director |  |
| Dan Fink | Director |  |
| Naval Sondhi, M.D. | Executive Officer |  |
| Robert Boeglin, MD | Executive Officer |  |

[Every Form D from the week of Jan 3, 2011](https://specstream.ai/data/form-d/week/2011-01-03) · [All recent filings in Indiana](https://specstream.ai/data/form-d/state/indiana) · [All recent Hospitals and Physicians filings](https://specstream.ai/data/form-d/industry/hospitals-and-physicians)

Read from SEC EDGAR. Amount sold is what ROC Surgery, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).