# PWAM Advisor Partners, LLC: Form D filing

PWAM Advisor Partners, LLC, a financial services company in Cedar Rapids, IA, filed a Form D with the SEC in 2021. The latest, on September 15, 2021, reports $69,647 sold of a $100,000 offering to 9 investors.

Find out what PWAM Advisor Partners, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Iowa](https://specstream.ai/data/form-d/state/iowa): 206 rows, by operating companies, filed since November 1, 2024, $10.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/iowa
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 411 6TH AVENUE SE, STE. 360, Cedar Rapids, IA, 52401
- Phone: (319) 308-6600
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2021
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1883033

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 15, 2021 | New notice | $100,000 | $69,647 | $30,353 | 9 | Sep 3, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1883033/000188303321000001/0001883033-21-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Maxwell T. Smith | Executive Officer, Director |  |
| Timothy H. Kneen | Executive Officer, Director, Promoter |  |
| Jeffrey H. Shipley | Executive Officer, Director, Promoter |  |

## Other financial services companies in Iowa that filed recently

- [Growers Edge Financial, Inc.](https://specstream.ai/data/form-d/company/growers-edge-financial-inc-1708046) $9.6 million · Oct 8, 2026
- [FSB Financial Services, Inc.](https://specstream.ai/data/form-d/company/fsb-financial-services-inc-1671206) $9.9 million · Sep 8, 2026

[Every Form D from the week of Sep 13, 2021](https://specstream.ai/data/form-d/week/2021-09-13) · [All recent filings in Iowa](https://specstream.ai/data/form-d/state/iowa) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what PWAM Advisor Partners, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).