# PUTNEY INC: Form D filings

PUTNEY INC, a pharmaceuticals company in Portland, ME, filed 5 Form D notices with the SEC between 2009 and 2014. The latest, on June 19, 2014, reports $16.1 million sold of a $16.1 million offering to 39 investors.

Find out what PUTNEY INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

- [Watch for new raises](https://specstream.ai/workspace/ask?q=Tell%20me%20when%20PUTNEY%20INC%20files%20a%20new%20Form%20D%20or%20reports%20more%20money%20sold%2C%20with%20the%20filing&src=data-formd&kind=alert&entity=PUTNEY%20INC&page=%2Fdata%2Fform-d%2Fcompany%2Fputney-inc-1397602)
- [Get founders and investors](https://specstream.ai/workspace/ask?q=For%20PUTNEY%20INC%2C%20find%20what%20the%20company%20does%2C%20its%20website%2C%20the%20founders%20and%20executives%20with%20their%20LinkedIn%20and%20work%20email%2C%20its%20investors%20and%20every%20funding%20round%20with%20the%20amounts%2C%20its%20headcount%20and%20any%20reported%20valuation&src=data-formd&kind=record&entity=PUTNEY%20INC&page=%2Fdata%2Fform-d%2Fcompany%2Fputney-inc-1397602)

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in Maine](https://specstream.ai/data/form-d/state/maine): 101 rows, by operating companies, filed since November 1, 2024, $5.05, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/maine
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: ONE MONUMENT SQUARE, SUITE 400, Portland, ME, 04101
- Phone: (207) 828-0880
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1397602

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jun 19, 2014 | New notice | $16,056,308 | $16,056,308 | $0 | 39 | Jun 6, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1397602/000139760214000003/0001397602-14-000003-index.htm) |
| Apr 24, 2014 | New notice | $3,000,000 | $3,000,000 | $0 | 2 | Apr 9, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1397602/000139760214000002/0001397602-14-000002-index.htm) |
| Oct 13, 2011 | New notice | $20,980,258 | $20,724,360 | $255,898 | 28 | Sep 28, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1397602/000139760211000001/0001397602-11-000001-index.htm) |
| Nov 5, 2010 | New notice | $3,000,000 | $2,843,756 | $156,244 | 22 | Oct 22, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1397602/000139760210000001/0001397602-10-000001-index.htm) |
| Nov 10, 2009 | New notice | $6,800,000 | $6,643,142 | $156,858 | 25 | Nov 2, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1397602/000139760209000003/0001397602-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Christopher Lewis | Executive Officer |  |
| Bruce L. Downey | Director |  |
| B. Lance Sauerteig | Director |  |
| E. Thomas Corcoran | Director |  |
| Stephen T. Zarrilli | Director |  |
| Barry R. Edwards | Director |  |
| Shyam S. Bhartia | Director |  |
| Jean Hoffman | Executive Officer, Director |  |

[Every Form D from the week of Jun 16, 2014](https://specstream.ai/data/form-d/week/2014-06-16) · [All recent filings in Maine](https://specstream.ai/data/form-d/state/maine) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what PUTNEY INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).