# PT Financial LLC: Form D filings

PT Financial LLC, a financial services company in Chicago, IL, filed 2 Form D notices with the SEC between 2011 and 2013. The latest, on July 3, 2013, reports $8.4 million sold of a $8.4 million offering to 15 investors.

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## The full lists

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- [Form D filings in Illinois](https://specstream.ai/data/form-d/state/illinois): 1,511 rows, by operating companies, filed since November 1, 2024, $75.55, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/illinois
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 500 West Madison Street, STE 450, Chicago, IL, 60661
- Phone: (312) 521-1000
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Illinois
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1387280

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 3, 2013 | New notice | $8,437,500 | $8,437,500 | $0 | 15 | Jun 21, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1387280/000138728013000001/0001387280-13-000001-index.htm) |
| Dec 15, 2011 | New notice | $13,688,889 | $13,688,889 | $0 | 18 | Dec 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1387280/000138728011000003/0001387280-11-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Philip Mark Nussbaum | Executive Officer, Director |  |
| James Mark Lorentsen | Executive Officer |  |
| Richard Scott Berg | Executive Officer, Director |  |
| Jason Alan Elder | Director |  |

## Other financial services companies in Illinois that filed recently

- [Bottleneck Specialty Finance LLC](https://specstream.ai/data/form-d/company/bottleneck-specialty-finance-llc-2162897) $6 million · Nov 3, 2026
- [Redstart Holdings Inc.](https://specstream.ai/data/form-d/company/redstart-holdings-inc-2159578) $2.5 million · Oct 14, 2026
- [Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598)](https://specstream.ai/data/form-d/company/galaxy-plus-fund-llc-westbeck-energy-opportunity-feeder-fund-598-2158652) $12.5 million · Oct 6, 2026
- [Fintech Franchise Network Corp](https://specstream.ai/data/form-d/company/fintech-franchise-network-corp-2155023) $250,000 · Sep 16, 2026

[Every Form D from the week of Jul 1, 2013](https://specstream.ai/data/form-d/week/2013-07-01) · [All recent filings in Illinois](https://specstream.ai/data/form-d/state/illinois) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what PT Financial LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).