# Protea Biosciences Group, Inc.: Form D filings

Protea Biosciences Group, Inc., a biotechnology company in Morgantown, WV, filed 19 Form D notices with the SEC between 2011 and 2016. The latest, on November 17, 2016, reports $631,680 sold of a $5 million offering to 25 investors.

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## The full lists

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## Company details from the filing

- Address: 1311 PINEVIEW DRIVE, SUITE 501, Morgantown, WV, 26505
- Phone: (304) 292-2226
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: $1,000,001 - $5,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1335103

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 17, 2016 | New notice | $5,000,000 | $631,680 | $4,368,320 | 25 | Nov 3, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420416135202/0001144204-16-135202-index.htm) |
| Jun 6, 2016 | New notice | $2,500,000 | $691,000 | $1,809,000 | 14 | May 20, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420416107068/0001144204-16-107068-index.htm) |
| Sep 11, 2015 | New notice | $4,000,000 | $452,500 | $3,547,500 | 8 | Aug 27, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420415054653/0001144204-15-054653-index.htm) |
| Jun 5, 2015 | New notice | $2,000,000 | $2,000,000 | $0 | 1 | May 22, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420415035842/0001144204-15-035842-index.htm) |
| Nov 14, 2014 | New notice | $12,000,000 | $4,426,528 | $7,573,472 | 57 | Oct 31, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420414068527/0001144204-14-068527-index.htm) |
| Apr 17, 2014 | New notice | $900,000 | $600,000 | $300,000 | 1 | Apr 2, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420414023125/0001144204-14-023125-index.htm) |
| Apr 17, 2014 | New notice | $1,100,000 | $175,000 | $925,000 | 1 | Apr 2, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420414023122/0001144204-14-023122-index.htm) |
| Oct 30, 2013 | New notice | $750,000 | $275,000 | $475,000 | 2 | Oct 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510313000005/0001335103-13-000005-index.htm) |
| Oct 23, 2013 | New notice | $8,000,000 | $700,000 | $7,300,000 | 6 | Sep 25, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510313000004/0001335103-13-000004-index.htm) |
| Sep 5, 2013 | New notice | $1,000,000 | $345,000 | $655,000 | 3 | Aug 27, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510313000003/0001335103-13-000003-index.htm) |
| Jul 29, 2013 | New notice | $1,000,000 | $439,500 | $560,500 | 8 | Jul 15, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510313000002/0001335103-13-000002-index.htm) |
| Apr 25, 2013 | New notice | $1,500,000 | $680,000 | $820,000 | 5 | Apr 23, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510313000001/0001335103-13-000001-index.htm) |
| Dec 27, 2012 | New notice | $3,000,000 | $0 | $3,000,000 | 0 | Dec 16, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510312000002/0001335103-12-000002-index.htm) |
| Dec 14, 2012 | New notice | $915,000 | $915,000 | $0 | 6 | Nov 30, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000133510312000001/0001335103-12-000001-index.htm) |
| Sep 6, 2012 | New notice | $6,000,000 | $450,000 | $5,550,000 | 5 | Aug 22, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000148813812000008/0001488138-12-000008-index.htm) |
| May 9, 2012 | New notice | $6,000,000 | $305,000 | $5,695,000 | 0 | May 4, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000148813812000002/0001488138-12-000002-index.htm) |
| Jan 10, 2012 | New notice | $10,000,000 | $280,000 | $9,720,000 | 10 | Dec 27, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000148813812000001/0001488138-12-000001-index.htm) |
| Nov 23, 2011 | New notice | $10,000,000 | $200,000 | $9,800,000 | 2 | Nov 10, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420411066698/0001144204-11-066698-index.htm) |
| Sep 16, 2011 | New notice | Indefinite | $0 | Indefinite | 206 | Sep 2, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1335103/000114420411053473/0001144204-11-053473-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Patrick T. Gallagher | Director |  |
| Josiah T. Austin | Director |  |
| Ed A. Roberson | Director |  |
| Stephen A. Turner | Executive Officer, Director |  |
| Steve T. Harris | Director |  |
| David A. Halverson | Executive Officer |  |
| Steve T. Antoline | Director |  |
| Matthew T. Powell | Executive Officer |  |
| Scott A. Segal | Director |  |
| Maged T. Shenouda | Director |  |
| Stanley A. Hostler | Executive Officer, Director |  |

[Every Form D from the week of Nov 14, 2016](https://specstream.ai/data/form-d/week/2016-11-14) · [All recent filings in West Virginia](https://specstream.ai/data/form-d/state/west-virginia) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what Protea Biosciences Group, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).